National Security Commission on Artificial Intelligence. Final Report - page 12

 

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National Security Commission on Artificial Intelligence. Final Report - page 12

 

 

DRAFT LEGISLATIVE LANGUAGE
(5) As necessary, update critical infrastructure designations and require
relevant departments and agencies to update sector-specific plans to reflect
emerging technologies; and
(6) Establish organizational structures for U.S. national security agencies
to counter and compete against the threat.
CHAPTER 2: FOUNDATIONS OF FUTURE DEFENSE
Blueprint for Action
Recommendation: Drive Change through Top-Down Leadership.
In the National Defense Authorization Act (NDAA) for Fiscal Year (FY) 2022, establish a
Steering Committee on Emerging Technology and National Security Threats and designate
that it be tri-chaired by the Deputy Secretary of Defense, the Vice Chairman of the Joint
Chiefs of Staff, and the Principal Deputy Director of National Intelligence.
SEC. ___.—ROLE OF INTELLIGENCE COMMUNITY IN STEERING COMMITTEE ON
EMERGING TECHNOLOGY.—
Section 236 of the William M. (Mac) Thornberry National Defense Authorization Act
for Fiscal Year 2021, is amended—
(1) in subsection (b), by—
(A) redesignating paragraph (8) as paragraph (9); and
(B) inserting the following new paragraph before redesignated paragraph
(9):
“(8) One or more representatives of the Intelligence Community, to include
the Principal Deputy Director of National Intelligence.”
(2) by redesignating paragraph (c) as paragraph (d); and inserting the following
new paragraph before redesignated paragraph (d):
“(c) LEADERSHIP.—The Steering Committee shall be chaired by the Deputy
Secretary of Defense, the Vice Chairman of the Joint Chiefs of Staff, and the Principal
Deputy Director of National Intelligence.”
The Steering Committee on Emerging Technology recommendation is also featured in
Chapters 3 and 5.
Recommendation: Build the Technical Backbone.
Prioritize funding for the Department’s digital ecosystem and associated activities. The
Armed Services Committees should use the FY 2022 NDAA to direct the Department of
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APPENDIX D
Defense to develop a resourcing plan for the digital ecosystem that establishes, sustains,
and incentivizes use of its various components as enterprise-wide, enduring resources. The
Committees should also authorize the obligation of funds to begin work on the ecosystem.
SEC. ___.—RESOURCING PLAN FOR DIGITAL ECOSYSTEM.—
(a) IN GENERAL.—Within one year after the date of the enactment of this Act, the
Secretary of Defense shall develop a plan for the development of a modern digital ecosystem
that embraces state of the art tools and modern processes to enable development, testing,
fielding, and continuous update of artificial intelligence-powered applications at speed
and scale from headquarters to the tactical edge.
(b) CONTENTS OF PLAN.—At a minimum, the plan required by subsection (a)
shall include—
(1) an open architecture and an evolving reference design and guidance
for needed technical investments in the proposed ecosystem that address issues
including common interfaces, authentication, applications, platforms, software,
hardware, and data infrastructure; and
(2) a governance structure, together with associated policies and
guidance, to drive the implementation of the reference throughout the Department
on a federated basis.
Recommendation: Train and Educate Warfighters.
Component 1: Integrate Digital Skill Sets and Computational Thinking into Military Junior
Leader Education.
Require the military services to integrate digital skills and computational thinking into pre-
commissioning and entry-level training.
SEC. ___.—INTEGRATING DIGITAL SKILL SETS AND COMPUTATIONAL THINKING
INTO MILITARY JUNIOR LEADER EDUCATION.—Not later than 270 days after the date
of the enactment of this Act, the Chief of Staff of the Army, the Chief of Naval Operations,
the Chief of Staff of the Air Force, and the Commandant of the Marine Corps (collectively,
the Service Chiefs) shall expand the curriculum for military junior leader education to
incorporate appropriate training material related to problem definition and curation,
a conceptual understanding of the artificial intelligence lifecycle, data collection and
management, probabilistic reasoning and data visualization, and data-informed decision-
making. Whenever possible, the new training and education should include the use of
existing artificial intelligence-enabled systems and tools.
Component
2: Integrate Emerging and Disruptive Technologies into Service-level
Professional Military Education.
Require the military services to integrate emerging and disruptive technologies into service-
level Professional Military Education.
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DRAFT LEGISLATIVE LANGUAGE
SEC. ___.—INTEGRATION OF MATERIAL ON EMERGING TECHNOLOGIES INTO
PROFESSIONAL MILITARY EDUCATION.—Not later than one year after the date of the
enactment of this Act, the Secretary of Defense, in consultation with the Joint Chiefs of
Staff, shall ensure that the curriculum for professional military education is revised in each
of the military services to incorporate periodic courses on militarily significant emerging
technologies that increasingly build the knowledge base, vocabulary, and skills necessary
to intelligently analyze and utilize emerging technologies in the tactical, operational, and
strategic levels of warfighting and warfighting support.
SEC.
___.—SHORT COURSE ON EMERGING TECHNOLOGIES FOR SENIOR
CIVILIAN AND MILITARY LEADERS.—
(a) IN GENERAL.—Not later than one year after the date of the enactment of this
Act, the Secretary of Defense shall establish a short course on emerging technologies
for general and flag officers and senior executive-level civilian leaders. The short course
shall be taught on an iterative, two-year cycle and shall address the most recent, most
relevant technologies and how these technologies may be applied to military and business
outcomes in the Department of Defense.
(b) THROUGHPUT OBJECTIVES.—In assessing participation in the short course
authorized by subsection (a), the Secretary of Defense shall ensure that:
(1) In the first year that the course is offered, no fewer than twenty percent
of general flag officers and senior executive-level civilian leaders are certified as
having passed the short course required by subsection (a); and
(2) In each subsequent year, an additional ten percent of general flag
officers and senior executive-level civilian leaders are certified as having passed
such course, until such time as eighty percent of such officers and leaders are so
certified.
Component 3: Create Emerging and Disruptive Technology Coded Billets in the Department
of Defense.
Require the Department of Defense to create emerging and disruptive technology critical
billets that must be filled by emerging technology certified leaders.
SEC. ___.—EMERGING TECHNOLOGY-CODED BILLETS WITHIN THE DEPARTMENT
OF DEFENSE.—
(a) IN GENERAL.—Not later than one year after the date of the enactment of this
Act, the Secretary of Defense shall ensure that the military services—
(1) code appropriate billets to be filled by emerging technology-qualified
officers; and
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APPENDIX D
(2) develop a process for officers to become emerging technology-
qualified.
(b) APPROPRIATE POSITIONS.—Emerging technology-coded positions may
include, as appropriate—
(1) positions responsible for assisting with acquisition of emerging
technologies;
(2) positions responsible for helping integrate technology into field units;
(3) positions responsible for developing organizational and operational
concepts;
(4) positions responsible for developing training and education plans; and
(5) leadership positions at the operational and tactical levels within the
military services.
(c) QUALIFICATION PROCESS.—The process for qualifying officers for emerging
technology-coded billets shall be modeled on a streamlined version of the joint qualification
process and may include credit for serving in emerging technology focused fellowships,
emerging technology focused talent exchanges, emerging technology focused positions
within government, and educational courses focused on emerging technologies.
Recommendation: Accelerate Adoption of Existing Digital Technologies.
Component
3: Expand Use of Specialized Acquisition Pathways and Contracting
Approaches.
Authorize the use of a rapid contracting mechanism for the software acquisition pathway.
SEC. ___.—RAPID CONTRACTING MECHANISM FOR SOFTWARE ACQUISITION.—
(a) IN GENERAL.—Not later than 270 days after the date of the enactment of this
Act, the Secretary of Defense shall establish an agile contracting mechanism to support the
software acquisition pathway developed pursuant to section 800 of the National Defense
Authorization Act for Fiscal Year 2020 and embedded in Department of Defense Directives
5000.02 and 5000.87.
(b) CHARACTERISTICS.—The agile contracting mechanism established pursuant
to subsection (a) shall authorize processes pursuant to which—
(1) a contract is awarded on the basis of statements of qualifications and
past performance data submitted by contractors, supplemented by discussions
with two or more contractors determined to be the most highly-qualified, without
regard to price;
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DRAFT LEGISLATIVE LANGUAGE
(2) the contract identifies the contractor team to be engaged for the work,
and substitutions shall not be made during the base contract period without the
advance written consent of the contracting officer;
(3) the contractor reviews existing software in consultation with the
user community and utilizes user feedback to define and prioritize software
requirements, and to design and implement new software and software upgrades,
as appropriate;
(4) an independent, non-advocate cost estimate is developed in parallel
with engineering of the software, leveraging agile cost estimation best practices
rather than counting source lines of code; and
(5) value-based performance metrics are established and can be
automatically generated by users to address issues such as deployment rate and
speed of delivery, response rate such as the speed of recovery from outages
and cybersecurity vulnerabilities, and assessment and estimation of the size and
complexity of software development effort.
Component 4: Modernize the Budget and Oversight Processes for Digital Technologies.
Update title 10, Section 181 to designate USD(R&E) Co-Chair and Chief Science Advisor
to the JROC.
SEC.
___.—ENHANCED ROLE OF UNDER SECRETARY OF DEFENSE FOR
RESEARCH AND ENGINEERING ON THE JOINT REQUIREMENTS OVERSIGHT
COUNCIL.—Section 181 of title 10, United States Code, is amended—
(1) in subsection (b), by.—
(A) inserting “the Secretary of Defense and” before “the Chairman of the
Joint Chiefs of Staff”;
(B) redesignating paragraphs (2) through (6) as paragraphs (3) through
(7);
(C) inserting a new paragraph (2), as follows:
“(2) leveraging awareness of global technology trends, threats, and
adversary capabilities to address gaps in joint military capabilities and validate
technical feasibility of requirements developed by the military services;”; and
(D) in redesignated paragraphs (4)(B) and (5) by inserting “the Secretary
of Defense and” before “the Chairman of the Joint Chiefs of Staff”;
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APPENDIX D
(2) in subsection (c), by—
(A) striking
“Chairman of the Joint Chiefs of Staff for making
recommendations about” in paragraph (1)(A) and inserting “Council for”;
(B) redesignating subparagraphs (B) through (E) of paragraph (1) as
subparagraphs (C) through (F);
(C) adding a new paragraph (1)(B), as follows:
“(B) The Under Secretary of Defense for Research and Engineering, who
is the co-Chair of the Council and is the Chief Science Advisor to the Council.”;
(D) by striking in paragraph (2) “(B), (C), (D), and (E)” and inserting “(C),
(D), (E), and (F)”; and
(E) by amending paragraph (3) to read as follows:
“(3) In making any recommendation to the Secretary and the Chairman
of the Joint Chiefs of Staff pursuant to this section, the Co-Chairs of the Council
shall provide any dissenting view of members of the Council with respect to such
recommendation.”; and
(3) in subsection (d), by—
(A) striking subparagraph (1)(D); and
(B) redesignating subparagraphs (E) through (H) of paragraph (1) as
paragraphs (D) through (G).
Direct the Secretary of Defense to establish the dedicated AI fund.
SEC.
___.—ARTIFICIAL INTELLIGENCE DEVELOPMENT AND PROTOTYPING
FUND.—
(a) IN GENERAL.—The Secretary of Defense shall establish a fund to be known
as the ‘‘Artificial Intelligence Development and Prototyping Fund’’ to support operational
prototyping and speed the transition of artificial intelligence-enabled applications into both
service-specific and joint mission capabilities with priority on joint mission capabilities for
Combatant Commanders. The Fund shall be managed by the Under Secretary of Defense
for Research and Engineering, in consultation with the Joint Artificial Intelligence Center,
the Joint Staff, and the military services.
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(b) TRANSFER AUTHORITY.—Amounts available in the Fund may be transferred
to a military department for the purpose of carrying out a development or prototyping
program selected by the Under Secretary of Defense for Research and Engineering for
the purposes described in paragraph (1). Any amount so transferred shall be credited to
the account to which it is transferred. The transfer authority provided in this subsection is
in addition to any other transfer authority available to the Department of Defense.
(c) CONGRESSIONAL NOTICE.—The Under Secretary of Defense for Research
and Development shall notify the congressional defense committees of all transfers under
paragraph (2). Each notification shall specify the amount transferred, the purpose of
the transfer, and the total projected cost and estimated cost to complete the acquisition
program to which the funds were transferred.
CHAPTER 3: AI AND WARFARE
Blueprint for Action
Recommendation: Establish AI-readiness performance goals.
Require the Secretary of Defense to establish performance objectives and accompanying
metrics for AI and digital readiness and provide an update to Congress no later than 120
days after approving these goals.
SEC. ___.—ARTIFICIAL INTELLIGENCE READINESS GOALS.—
(a) IN GENERAL.—Not later than one year after the date of the enactment of this
Act, the Secretary of Defense shall review the potential applications of artificial intelligence
and digital technology to Department of Defense platforms, processes and operations,
and establish performance objectives and accompanying metrics for the incorporation of
artificial intelligence and digital readiness into such platforms, processes and operations.
(b) SKILLS GAPS.—As a part of the review required by subsection (a), the
Secretary shall direct the military departments and defense components to—
(1) conduct a comprehensive review of skill gaps in the fields of software
development, software engineering, knowledge management, data science, and
artificial intelligence;
(2) assess the number and qualifications of civilian personnel needed for
both management and specialist tracks in such fields;
(3) assess the number of military personnel (officer and enlisted) needed
for both management and specialist tracks in such fields; and
(4) establish recruiting, training, and talent management goals to achieve
and maintain staffing levels needed to fill identified gaps and meet the Department’s
needs for skilled personnel.
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(c) REPORT TO CONGRESS.—Not later than 120 days after the completion of the
review required by subsection (a), the Secretary shall report to Congress on the findings of
the review and any action taken or proposed to be taken by the Secretary to address such
findings.
Recommendation: Promote AI interoperability and the adoption of critical emerging
technologies among allies and partners.
Component 6: Modify authorities and processes in order to improve DoD’s ability to
conduct international capability development.
SEC. ___.—ENHANCED AUTHORITY TO ENTER INTO COOPERATIVE RESEARCH
AND DEVELOPMENT AGREEMENTS WITH INTERNATIONAL PARTNERS.—
(a) AUTHORITY OF SECRETARY OF DEFENSE.—Section 2350a of title 10, United
States Code, is amended—
(1) In subsection (a), by—
(A) Adding a new subparagraph (F) at the end of paragraph (2),
as follows:
“(F) Any business, academic or research institution, or other non-
governmental entity organized pursuant to the laws of a country referred
to in subparagraphs (C), (D) and (E), subject to the consent of the country
involved.”;
(B) Amending paragraph (3) by striking “a country referred to in
subparagraph (E) of paragraph (2),” and inserting “a country referred to in
subparagraph (E) of paragraph (2) or a non-governmental entity referred
to in subparagraph (F) of such paragraph,”; and
(C) Adding a new paragraph (4), as follows:
“(4) The Secretary may delegate the authority to enter memoranda
of understanding pursuant to this section to the secretary of a military
department, the Director of the Joint Artificial Intelligence Center, and the
Director of the Defense Advanced Research Projects Agency, subject
to such terms and conditions as may be necessary to ensure that any
agreements entered are consistent with the foreign policy and defense
policy of the United States.”; and
(2) In paragraph (1) of subsection (b), by striking “will improve, through the
application of emerging technology,” and inserting “is likely to improve, through
the application or enhancement of emerging technology,”;
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(3) In subsection (c), by adding at the end the following new sentence:
“If a foreign partner is expected to contribute significantly to the development
of a new or novel capability, full consideration shall be given to non-monetary
contributions, including the value of research and development capabilities and
the strategic partnerships.”
(b) AUTHORITY OF THE PRESIDENT.—Section 2767 of title 22, United States
Code, is amended—
(1) in subsection (c), by adding at the end the following new sentence:
“If a foreign partner is expected to contribute significantly to the development
of a new or novel capability, full consideration shall be given to non-monetary
contributions, including the value of research and development capabilities and
the strategic partnerships.”
(2) in subsection (f), by inserting before the semicolon in subparagraph (4)
the following: “(and a description of any non-monetary contributions made by such
participants)”; and
(3) in subsection (j), by—
(A) amending the title to read as follows:
“Cooperative project
agreements with friendly foreign countries not members of NATO and
with non-governmental organizations in NATO and friendly non-NATO
countries”; and
(B) amending paragraph (2) to read as follows:
“(2) The President may enter into a cooperative project agreement
with any business, academic or research institution, or other non-
governmental entity organized pursuant to the laws of NATO member or
a friendly foreign country that is not a member of NATO, subject to the
consent of the country involved.”
CHAPTER 5: AI AND THE FUTURE OF NATIONAL INTELLIGENCE
Blueprint for Action
Recommendation: Empower the IC’s science and technology leadership.
Designate the Director of S&T within ODNI as the IC CTO and grant that position additional
authorities for establishing policies on, and supervising, IC research and engineering,
technology development, technology transition, appropriate prototyping activities,
experimentation, and developmental testing activities.
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Grant the Director of National Intelligence sufficient budgetary authorities to enforce
technical standards across the IC, including the ability to fence or otherwise withhold
funding for programs that are not compliant with established common standards and
policies.
SEC. ___.—CHIEF TECHNOLOGY OFFICER FOR THE INTELLIGENCE COMMUNITY.—
Section 3030 of title 50, United States Code, is amended—
(1) in subsection (a), by striking “who shall be appointed by the Director of National
Intelligence” and inserting “who shall be appointed by the Director of National Intelligence
and shall serve as the Chief Technology Officer for the Intelligence Community.”; and
(2) in subsection (c), by—
(A) redesignating paragraphs (2) through (5) as paragraphs (4) through
(7); and
(B) inserting new paragraphs (2) and (3), as follows:
“(2) establish policies for the intelligence community on research
and engineering, technology development, technology transition,
prototyping activities, experimentation, and developmental testing, and
oversee the implementation of such policies;
“(3) establish common technical standards and policies necessary
to rapidly scale artificial intelligence-enabled applications across the
intelligence community;”.
Suggested Report Language: The Chief Technology Officer for the Intelligence Community
shall collect information on each Intelligence Community element’s compliance with
applicable standards and policies for artificial intelligence research and development,
and shall provide such information to the Director of National Intelligence. The Intelligence
Committees encourage the Director of National Intelligence to closely review the compliance
information and place a temporary hold on an Intelligence Community element that fails
to execute artificial intelligence research and development funds in accordance with the
applicable standards and policies.
Establish a fund that would allow the DNI to identify and invest in AI applications with
outsized potential that may not have an identified source of agency or program funding as
they near the end of their S&T life cycle.
SEC. ___.—ARTIFICIAL INTELLIGENCE CRITICAL APPLICATIONS FUND FOR THE
INTELLIGENCE COMMUNITY.—
(a) IN GENERAL.—The Director of National Intelligence shall establish a fund
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to be known as the ‘‘Artificial Intelligence Critical Applications Fund’’ to support agile
development and fielding of artificial intelligence-enabled applications with exceptional
potential for the intelligence community. The Fund shall be managed by the Director
of Science and Technology, in consultation with the National Intelligence Science and
Technology Committee established pursuant to section 3030 of title 50, United States
Code.
(b) TRANSFER AUTHORITY.—Amounts available in the Fund may be transferred
to any element of the intelligence community for the purpose of carrying out a development
or fielding program selected by the Director of Science and Technology for the purposes
described in subsection (a). Any amount so transferred shall be credited to the account
to which it is transferred. The transfer authority provided in this subsection is in addition
to any other transfer authority available to the Director of National Intelligence and the
intelligence community.
(c) CONGRESSIONAL NOTICE.—The Director of National Intelligence shall
notify the congressional intelligence committees and the congressional appropriations
committees of all transfers under paragraph (2). Each notification shall specify the amount
transferred, the purpose of the transfer, and the total projected cost and estimated cost to
complete the acquisition program to which the funds were transferred.
Establish a 10-year, $1,000,000,000 Program of Record to provide long-term, predictable
funding for technologies identified in the technology annex to the National Intelligence
Strategy.
SEC. ___.—ARTIFICIAL INTELLIGENCE TECHNOLOGY ROADMAP AND FUNDING
PLAN FOR THE INTELLIGENCE COMMUNITY.—
(a) IN GENERAL.—Not later than 180 days after the date of the enactment of this
Act, the Director of National Intelligence, in consultation with the Secretary of Defense,
shall develop a technology annex to the National Intelligence Strategy and a ten-year plan
to provide long-term, predictable funding of up to one billion dollars to implement the steps
identified in such annex.
(b) CONTENTS OF TECHNOLOGY ANNEX.—The technology annex required by
subsection (a) shall provide a technology roadmap for the adoption of artificial intelligence-
enabled applications to solve operational intelligence requirements, including:
(1) A description of challenges faced in the intelligence community’s efforts
to analyze the global environment and monitor technological advancements,
adversarial capability development, and emerging threats;
(2) Identification of technical capabilities, including artificial intelligence
capabilities, needed to enable steps to address each challenge;
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(3) A prioritized, time-phased plan for developing or acquiring such
technical capabilities, that takes into account research and development
timelines, a strategy for public private partnerships, and a strategy for connecting
researchers to end users for early prototyping, experimentation, and iteration;
(4) Any additional or revised acquisition policies and workforce training
requirements that may be needed to enable intelligence community personnel to
identify, procure, integrate, and operate the technologies identified in the annex;
(5) Identification of infrastructure requirements for developing and
deploying technical capabilities, including:
(A) data, compute, storage, and network needs;
(B) a resourced and prioritized plan for establishing such
infrastructure; and
(C) an analysis of the testing, evaluation, verification, and validation
requirements to support prototyping and experimentation and a resourced
plan to implement them, including standards, testbeds, and red-teams for
testing artificial intelligence systems against digital “denial & deception”
attacks.
(6) Consideration of human factor elements associated with priority
technical capabilities, including innovative human-centric approaches to user
interface, human-machine teaming, and workflow integration;
(7) Consideration of interoperability with allies and partners, including
areas for sharing of data, tools, and intelligence products; and
(8) Flexibility to adapt and iterate annex implementation at the speed of
technological advancement.
Recommendation: Improve coordination between the IC and DoD.
Revise the National Defense Authorization Act for Fiscal Year 2021 (FY 2021 NDAA)
provision authorizing a Steering Committee on Emerging Technology by designating it to
be tri-chaired by the Deputy Secretary of Defense, the Vice Chairman of the Joint Chiefs of
Staff, and the Principal Deputy Director of National Intelligence.
See Chapter 2 recommendation “Drive Change through Top-Down Leadership” for
proposed legislative text.
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Recommendation: Aggressively pursue security clearance reform for clearances at the
Top Secret level and above, and enforce security clearance reciprocity among members
of the IC.
Congress should require the DNI to develop an implementation plan for security clearance
reform for clearances at the Top Secret and above level including detailed timelines and
metrics.
Congress should require the DNI and the directors of the major intelligence services to
regularly report on progress to the oversight committees.
SEC. ___.—IMPLEMENTATION PLAN FOR SECURITY CLEARANCE REFORM.—
(a) PLAN REQUIRED.—Not later than 180 days after the date of the enactment
of this Act, the Director of National Intelligence shall develop an implementation plan
for security clearance reform for clearances at the Top Secret level and above. The
implementation plan shall include, at a minimum:
(1) detailed implementation metrics and timelines;
(2) steps to be taken to collaborate with the private sector and academia
to develop data-informed behavioral approaches to understanding risk factors
and security clearance adjudication; and
(3) steps to be taken to reform identity management and ensure seamless
security clearance reciprocity across the intelligence community (including any
enforcement mechanisms that may be needed to ensure such reciprocity).
(b) REPORTS REQUIRED.—Not later than 270 days after the date of the enactment
of this Act and annually for five years thereafter, the Director of National Intelligence shall
report to the congressional intelligence committees on the implementation of the plan
required by subsection (a) and the progress that has been made toward security clearance
reform.
CHAPTER 6: TECHNICAL TALENT IN GOVERNMENT
Blueprint for Action
Recommendation: Create a National Reserve Digital Corps.
NATIONAL RESERVE DIGITAL CORPS ACT OF 2021
SECTION. 1.—SHORT TITLE.—This Act may be cited as the “National Reserve Digital
Corps Act of 2021”.
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SEC. 2.—ESTABLISHMENT OF NATIONAL RESERVE DIGITAL CORPS.—
(a) IN GENERAL.—Subpart I of part III of title 5, United States Code, is amended
by inserting after chapter 102 the following new chapter:
CHAPTER 103—NATIONAL RESERVE DIGITAL CORPS
SEC. 10301. Establishment.
SEC. 10302. Definitions.
SEC. 10303. Organization.
SEC. 10304. Work on Behalf of Federal Agencies.
SEC. 10305. Digital Corps Scholarship Program.
SEC. 10306. Duration of Pilot Program.
SEC. 10307. Authorization of Appropriation.
SEC. 10301. ESTABLISHMENT.—For the purposes of attracting, recruiting, and training
a corps of world-class digital talent to serve the national interest and enable the Federal
Government to become a digitally proficient enterprise, there is established within the
Office of Management and Budget a pilot program for a civilian National Reserve Digital
Corps, whose members shall serve as special government employees, working not fewer
than 30 days per year as short-term advisors, instructors, or developers in the Federal
Government.
SEC. 10302. DEFINITIONS.—
(a) DIRECTOR.—The term
“Director” means the Director of the Office of
Management and Budget.
(b) NODE.—The term “node” means a group of persons or team organized under
the direction of a node leader to provide digital service to one or more Federal agencies
pursuant to an agreement between the Office of Management Budget and each other
Federal agency.
(c) NODE LEADER.—The term “node leader” means a full time government
employee, as defined by section 2105 of title 5, United States Code, selected under this
Act to lead one or more nodes, who reports to the Director or the Director’s designee.
(d) NODE MEMBER.—The term “node member” means a special government
employee, as defined by section 202 of title 18, United States Code, selected under this
Act to work at least 38 days per fiscal year and report to a node leader in furtherance of
the mission of a specified node.
SEC. 10303. ORGANIZATION.—
(a) NODES AND NODE LEADERS.—The National Reserve Digital Corps shall be
organized into nodes, each of which shall be under the supervision of a node leader .
(b) ADMINISTRATIVE SUPPORT.—The National Reserve Digital Corps shall
receive funding and administrative support from the Office of Management and Budget,
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which shall be responsible for selecting node leaders, establishing standards, ensuring
that nodes meet government client requirements, maintaining security clearances,
establishing access to an agile development environment and tools, and facilitating
appropriate technical exchange meetings.
(c) HIRING AUTHORITY.—
(1) Direct Hiring Authority of Node Members.—The Director of the Office
of Management and Budget, on the recommendation of a node leader, may
appoint, without regard to the provisions of subchapter I of chapter 33 (other than
sections 3303 and 3328 of such chapter), a qualified candidate to a position in
the competitive service in the Office of Management and Budget to serve as a
node member. This provision shall not preclude the Director from hiring additional
employees, including full time government employees, as defined by section 2105
of title 5, United States Code.
(2) Term and Temporary Appointments of Node Members.—The Director
of the Office of Management and Budget, on the recommendation of a node
leader, may make a noncompetitive temporary appointment or term appointment
for a period of not more than 18 months, of a qualified candidate to serve as a
node member in a position in the competitive service for which a critical hiring
need exists, as determined under section 3304 of title 5, United States Code,
without regard to sections 3327 and 3330 of such title.
SEC. 10304. WORK ON BEHALF OF FEDERAL AGENCIES.—
(a) PURPOSE.—Each node shall undertake projects to assist Federal agencies by
providing digital education and training, performing data triage and providing acquisition
assistance, helping guide digital projects and frame technical solutions, helping build
bridges between public needs and private sector capabilities, and related tasks.
(b) AUTHORITIES.—Projects may be undertaken—
(1) on behalf of a Federal agency—
(A) by direct agreement between the Office of Management and
Budget and the Federal agency; or
(B) at the direction of the Office of Management and Budget at the
request of the Federal agency; or
(2) to address a digital service need encompassing more than one Federal
agency—
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(A) at the direction of the Office of Management and Budget; or
(B) on the initiative of a node leader.
SEC. 10305. DIGITAL CORPS SCHOLARSHIP PROGRAM.—
(a) IN GENERAL.—The Director shall establish a National Reserve Digital Corps
scholarship program to provide full scholarships to competitively selected students who
commit to study specific disciplines related to national security digital technology .
(b) SERVICE OBLIGATION.—Each student, prior to commencing the Digital Corps
Scholarship Program, shall sign an agreement with respect to the student’s commitment to
the United States. The agreement shall provide that the student agree to the following:
(1) a commitment to serve as an intern in a Federal agency for at least six
weeks during each of the summers before their junior and senior years; and
(2) a commitment to serve in the National Reserve Digital Corps for six
years after graduation.
(c) PROGRAM ELEMENTS.—In establishing the program, the Director shall
determine the following—
(1) Eligibility standards for program participation;
(2) Criteria for establishing the dollar amount of a scholarship, including
tuition, room and board;
(3) Repayment requirements for students who fail to complete their service
obligation;
(4) An approach to ensuring that qualified graduates of the program are
promptly hired and assigned to node leaders; and
(5) Resources required for the implementation of the program.
(d) CONTINUING EDUCATION.—The Director shall establish a training and
continuing education program to fund educational opportunities for members of the
National Digital Reserve Corps, including conferences, seminars, degree and certificate
granting programs, and other training opportunities that are expected to increase the
digital competencies of the participants.
(e) IMPLEMENTATION.—
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(1) Not later than six months after the date of the enactment of this Act, the
Director shall establish the administrative support function and issue guidance for
the National Reserve Digital Corps, which shall include the identification of points
of contact for node leaders at Federal agencies.
(2) Not later than one year after the date of the enactment of this Act,
the Director shall appoint not fewer than five node leaders under the National
Reserve Digital Corps program and authorize the node leaders to begin recruiting
reservists and undertaking projects for Federal agencies.
(3) Beginning two years after the date of the enactment of this Act, the
Director shall report annually to Congress on the progress of the National Reserve
Digital Corps. The Director’s report shall address, at a minimum, the following
measures of success:
(A) The number of technologists who participate in the National
Reserve Digital Corps annually;
(B) Identification of the Federal agencies that submitted work
requests, the nature of the work requests, which work requests were
assigned a node, and which work requests were completed or remain in
progress;
(C) Evaluations of results of National Reserve Digital Corps
projects by Federal agencies; and
(D) Evaluations of results of National Reserve Digital Corps
projects by reservists.
SEC. 10306. DURATION OF PILOT PROGRAM.—The pilot program under this Act shall
terminate no earlier than six years after its commencement.
SEC. 10307. AUTHORIZATION OF APPROPRIATION.—There is authorized to be
appropriated $16,000,000 to remain available until fiscal year 2023 the initial administrative
cost, including for the salaries and expenses scholarship and education benefits, for the
National Digital Reserve Corps.
Recommendation: Create Digital Talent Recruiting Offices Aligned with Digital Corps.
SEC. ___.—DIGITAL TALENT RECRUITING OFFICES.—
(a) DIGITAL TALENT RECRUITING FOR THE DEPARTMENT OF DEFENSE.—
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APPENDIX D
(1) Not later than 270 days after the date of the enactment of this Act, the
Secretary of Defense shall designate a chief digital recruiting officer within the
office of the Under Secretary of Defense for Personnel and Readiness to oversee
a digital recruiting office to carry out the responsibilities set forth in paragraph (2).
(2) The chief digital recruiting officer shall be responsible for—
(A) identifying Department of Defense needs for specific types of
digital talent;
(B) recruiting technologists, in partnership with the military
services and defense components, including by attending conferences
and career fairs, and actively recruiting on university campuses and from
the private sector;
(C) integrating Federal scholarship for service programs into
civilian recruiting;
(D) offering recruitment and referral bonuses; and
(E) partnering with human resource teams in the military services
and defense components to use direct-hire authorities to accelerate hiring.
(3) The Secretary of Defense shall ensure that the chief digital recruiting
officer is provided with personnel and resources sufficient to maintain an office
and to carry out the duties set forth in paragraph (2).
(b) DIGITAL TALENT RECRUITING FOR THE INTELLIGENCE COMMUNITY.—
(1) Not later than 270 days after the date of the enactment of this Act, the
Director of National Intelligence shall designate a chief digital recruiting officer
to oversee a digital recruiting office to carry out the responsibilities set forth in
paragraph (2).
(2) The chief digital recruiting officer shall be responsible for—
(A) identifying intelligence community needs for specific types of
digital talent;
(B) recruiting technologists, in partnership with components of the
intelligence community, by attending conferences and career fairs, and
actively recruiting on college campuses;
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(C) integrating Federal scholarship for service programs into
intelligence community recruiting;
(D) offering recruitment and referral bonuses; and
(E) partnering with human resource teams in the components
of the intelligence community to use direct-hire authorities to accelerate
hiring.
(3) The Director of National Intelligence shall ensure that the chief digital
recruiting officer is provided with personnel and resources sufficient to maintain
an office and to carry out the duties set forth in paragraph (2).
(c) DIGITAL TALENT RECRUITING FOR THE DEPARTMENT OF HOMELAND
SECURITY.—
(1) Not later than 270 days after the date of the enactment of this Act, the
Secretary of Homeland Security shall designate a chief digital recruiting officer
to oversee a digital recruiting office to carry out the responsibilities set forth in
paragraph (2).
(2) The chief digital recruiting officer shall be responsible for—
(A) identifying Department of Homeland Security needs for
specific types of digital talent;
(B) recruiting technologists, in partnership with components of the
Department of Homeland Security, by attending conferences and career
fairs, and actively recruiting on college campuses;
(C) integrating Federal scholarship for service programs into
civilian recruiting;
(D) offering recruitment and referral bonuses; and
(E) partnering with human resource teams in the components
of the Department of Homeland Security to use direct-hire authorities to
accelerate hiring.
(3) The Secretary of Homeland Security shall ensure that the chief digital
recruiting officer is provided with personnel and resources sufficient to maintain
an office and to carry out the duties set forth in paragraph (2).
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APPENDIX D
(d) DIGITAL TALENT RECRUITING FOR THE DEPARTMENT OF ENERGY.—
(1) Not later than 270 days after the date of the enactment of this Act, the
Secretary of Energy shall designate a chief digital recruiting officer to oversee a
digital recruiting office to carry out the responsibilities set forth in paragraph (2).
(2) The chief digital recruiting officer shall be responsible for—
(A) identifying Department of Energy needs for specific types of
digital talent;
(B) recruiting technologists, in partnership with Department of
Energy programs, by attending conferences and career fairs, and actively
recruiting on college campuses;
(C) integrating Federal scholarship for service programs into
civilian recruiting;
(D) offering recruitment and referral bonuses; and
(E) partnering with human resource teams in Department of
Energy programs to use direct-hire authorities to accelerate hiring.
(3) The Secretary of Energy shall ensure that the chief digital recruiting
officer is provided with personnel and resources sufficient to maintain an office
and to carry out the duties set forth in paragraph (2).
Recommendation: Grant exemption from OPM General Schedule Qualification Policies for
Specific Billets and Position Descriptions.
SEC. ___.—WAIVER OF QUALIFICATION STANDARDS FOR GENERAL SCHEDULE
POSITIONS IN ARTIFICIAL INTELLIGENCE.—
(a) DEPARTMENT OF DEFENSE.—Two-star and above commands and their
civilian equivalents are authorized to waive any General Schedule qualification standard
established by the Office of Personnel Management in the case of any applicant for a
position in artificial intelligence who is determined by a hiring manager, in consultation with
subject matter experts, to be the best qualified candidate for the position.
(b) OTHER NATIONAL SECURITY AGENCIES.—The Director of the Office of
Personnel Management shall establish a process by which the the Attorney General, the
Secretary of Homeland Security, the Secretary of State, the Secretary of Commerce, the
Director of National Intelligence, and the head of any element of the Intelligence Community
may request an exception to any General Schedule qualification standard in any case in
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which the agency head determines that national security needs would best be met by
hiring managers making an independent judgment about qualifications and pay grades
for a position in artificial intelligence with the advice of subject matter experts. The process
shall provide for requests to be made for individual billets, for position descriptions, or for
categories of individual billets or position descriptions at the discretion of the agency head.
Recommendation: Expand the CyberCorps: Scholarship for Service.
SEC. ___.—AMENDMENT TO THE FEDERAL CYBER SCHOLARSHIP-FOR- SERVICE
PROGRAM.—
(a) AMENDMENTS TO TITLE 15, UNITED STATES CODE.—Section 7442 of title
15, United States Code, is amended—
(1) By amending the title to read: “Federal Cyber and Artificial Intelligence
Scholarship-for-Service Program”;
(2) in subsection (a), by striking “industrial control system” and all that follows
and inserting in lieu thereof “digital engineers, artificial intelligence practitioners,
data engineers, data analysts, data scientists, industrial control system security
professionals, security managers, and cybersecurity course instructors to meet
the needs of the cybersecurity and artificial intelligence missions for Federal,
State, local, tribal, and territorial governments.”;
(3) in subsection (b), by—
(A) striking “and” at the end of paragraph (3);
(B) striking the period at the end of paragraph (4) and inserting in
lieu thereof “; and”; and
(C) adding a new paragraph (5), as follows:
“(5) provide an opportunity for scholarship recipients to
initiate the security clearance process at least one year before
their planned graduation date.”; and
(4) in subsection (c), by striking “3 years” and inserting “4 years”.
(b) SAVINGS PROVISION.—Nothing in this section, or an amendment made by
this section, shall affect any agreement, scholarship, loan, or repayment under section 302
of the Cybersecurity Enhancement Act of 2014 (15 U.S.C. 7442), in effect on the day before
the date of the enactment of this section.
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APPENDIX D
Recommendation: Create a United States Digital Service Academy.
UNITED STATES DIGITAL SERVICE ACADEMY ACT OF 2021
SECTION. 1.—SHORT TITLE.—This Act may be cited as the “United States Digital
Service Academy Act of 2021”.
SEC. 2.—ESTABLISHMENT OF ACADEMY.—
(a) ESTABLISHMENT.—There is established as an independent entity within
the Federal Government a United States Digital Service Academy (hereafter referred
to as the “ACADEMY”), at a location to be determined, to serve as a federally-funded,
accredited, degree-granting university for the instruction of selected individuals in digital
technical fields and the preparation of selected individuals for civil service with the Federal
Government.
(b) DIGITAL TECHNICAL FIELDS DEFINED.—The term “digital technical fields”
includes artificial intelligence, software engineering, electrical science and engineering,
computer science, molecular biology, computational biology, biological engineering,
cybersecurity, data science, mathematics, physics, human-computer interaction, robotics,
and design and any additional fields specified in regulations by the Board.
SEC. 3.—ORGANIZATION.—
(a) BOARD OF REGENTS.—The business of the Academy shall be conducted by
a Board of Regents (hereafter referred to as the “Board”).
(1) COMPOSITION.—The Board shall consist of nine voting members and
ex officio members, as set forth in this subsection.
(2) VOTING MEMBERS.—The President shall appoint, by and with the
consent of the Senate, nine persons from civilian life who have demonstrated
achievement in one or more digital technical fields, higher education administration,
or Federal civilian service, to serve as voting members on the Board. Appointment
of the first voting members shall be made not later than 180 days after enactment
of this Act.
(3) EX OFFICIO MEMBERS.—Ex officio members shall include—
(A) The Secretary of State;
(B) The Secretary of Defense;
(C) The Attorney General;
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(D) The Secretary of Commerce;
(E) The Secretary of Energy;
(F) The Secretary of Homeland Security;
(G) The Director of National Intelligence;
(H) The Director of the Office of Personnel Management; and
(I) such other Federal Government officials as determined by the
President.
(2) TERM OF VOTING MEMBERS.—The term of office of each voting
member of the Board shall be six years, except that initial terms shall be staggered
at two year intervals and any member appointed to fill a vacancy occurring before
the expiration of a term shall be appointed for the remainder of such term.
(3) PRESIDENT OF THE BOARD.—One of the members (other than an ex
officio member) shall be designated by the President as Chairman and shall be
the presiding officer of the Board.
(b) KEY POSITIONS.—There shall be at the Academy the following:
(1) A Superintendent;
(2) A Dean of the Academic Board, who is a permanent professor;
(3) A Director of Admissions; and
(4) A Director of Placement.
(c) SUPERINTENDENT.—The Board shall appoint a Superintendent of the
Academy, who shall serve for a term of six years. The Superintendent, acting pursuant to
the oversight and direction of the Board, shall be responsible for the day-to-day operations
of the Academy and the welfare of the students and the staff of the Academy. The Board
shall select the first Superintendent of the Academy no later than 60 days after the Board
is established.
(d) ADVISORY BOARD.—The Board of Regents and the Superintendent shall be
assisted by an Advisory Board, composed of commercial and academic leaders in digital
technical fields and higher education. The Advisory Board shall adhere to the requirements
of the Federal Advisory Committee Act, Pub.L. 92-463.
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APPENDIX D
(e) INTERAGENCY WORKING GROUP.—
(1) ESTABLISHMENT.—The Office of Personnel Management shall
establish and lead an interagency working group to annually assess and report to
the Academy the need for civil servants at agencies in digital technical fields for
the purposes of informing Academy student field of study and agency placement.
(2) RESPONSIBILITIES.—The interagency working group shall be
responsible for—
(A) establishing a range of Academy graduates needed during
the ensuing five-year period, by agency and digital technical field; and
(B) undertaking necessary steps to enable each agency identified
to hire Academy graduates into full-time positions in the civil service.
(3) COMPOSITION.—The interagency working group shall consist of the
following officials or their designees:
(A) The Secretary of State;
(B) The Secretary of Defense;
(C) The Attorney General;
(D) The Secretary of Commerce;
(E) The Secretary of Energy;
(F) The Secretary of Homeland Security;
(G) The Director of National Intelligence;
(H) The Director of the Office of Personnel Management; and
(I) such other Federal Government officials as determined by the
Director of the Office of Personnel Management.
SEC. 4.—FACULTY.—
(a) NUMBER OF FACULTY.—The Superintendent of the Academy may employ
as many professors, instructors, and lecturers at the Academy as the Superintendent
considers necessary to achieve academic excellence.
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(b) FACULTY COMPENSATION.—The Superintendent may prescribe the
compensation of persons employed under this section. Compensation and benefits for
faculty members of the Academy shall be sufficiently competitive to achieve academic
excellence, as determined by the Superintendent.
(c) FACULTY EXPECTATIONS.—Faculty members shall—
(1) possess academic expertise and teaching prowess;
(2) exemplify high standards of conduct and performance;
(3) be expected to participate in the full spectrum of academy programs,
including providing leadership for the curricular and extracurricular activities of
students;
(4) comply with the standards of conduct and performance established by
the Superintendent; and
(5) participate actively in the development of the students through the
enforcement of standards of behavior and conduct, to be established in the
Academy’s rules and regulations.
(d) DEPARTMENT TITLES.—The Superintendent may prescribe the titles of each
of the departments of instruction and the professors of the Academy.
SEC. 5.—STUDENT QUALIFICATIONS AND REQUIREMENTS FOR ADMISSION.—
(a) ADMISSIONS REQUIREMENTS.—A student wishing to be admitted to the
Academy shall fulfill admission requirements to be determined by the Superintendent and
approved by the Board of Regents.
(b) HONOR CODE.—A student wishing to be admitted to the Academy shall sign
an Honor Code developed by the Superintendent of the Academy and approved by the
Board of Regents. A violation of the honor code may constitute a basis for dismissal from
the Academy.
SEC. 6.—APPOINTMENT OF STUDENTS.—
(a) NOMINATIONS PROCESS.—Prospective applicants to the Academy for seats
described in paragraphs (1) and (2) of subsection (b) shall follow a nomination process
established by the Director of Admissions of the Academy that is similar to the process
used for admission to the military academies of the United States Armed Forces.
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APPENDIX D
(b) APPOINTMENTS.—
(1) NOMINEES FOR CONGRESSIONAL SEATS.—Each member of the
Senate or the House of Representatives may nominate candidates from the State
that the member represents for each incoming first-year class of the Academy .
(2) EXECUTIVE BRANCH NOMINEES.—The President may nominate a
maximum of 75 candidates to compete for the executive branch seats.
SEC. 7.—ACADEMIC FOCUS OF THE UNITED STATES DIGITAL SERVICE ACADEMY.—
(a) CURRICULUM.—Each Academy student shall follow a structured curriculum
according to the program of study approved by the Board of Regents centered on digital
technical fields and incorporating additional core curriculum coursework in history,
government, English language arts including composition, and ethics.
(b) DEGREES CONFERRED UPON GRADUATION.—Under such conditions as
the Board of Regents may prescribe, once the Academy is accredited, the Superintendent
of the Academy may confer a baccalaureate of science or baccalaureate of arts degree
upon a graduate of the Academy.
(c) MAJORS AND AREAS OF CONCENTRATION.—Under such conditions as
the Board of Regents may prescribe, the Superintendent of the Academy may prescribe
requirements for majors and concentrations and requirements for declaring a major or
concentration during the course of study.
(d) ADDITIONAL DIGITAL SERVICE OF CIVIL SERVICE PROGRAMMING.—
Under such conditions as the Board of Regents may prescribe, the Superintendent of the
Academy may prescribe requirements for each Academy student to participate in non-
curricular programing during Academy terms and during the summer, which may include
internships, summer learning programs, and project-based learning activities.
SEC. 8.—CIVIL SERVICE REQUIREMENTS FOLLOWING GRADUATION.—
(a) CIVIL SERVICE AGREEMENT.—Each Academy student, prior to commencing
the third year of coursework, shall sign an agreement with respect to the student’s length
of civil service to the United States. The agreement shall provide that the student agrees
to the following:
(1) The student will complete the course of instruction at the Academy,
culminating in graduation from the Academy.
(2) Unless the student pursues graduate education under subsection (f),
upon graduation from the Academy, the student agrees to serve in the Federal civil
service for not less than five years following graduation from the Academy .
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(b) FAILURE TO GRADUATE.—
(1) IN GENERAL.—An Academy student who has completed a minimum
of four semesters at the Academy but fails to fulfill the Academy’s requirements for
graduation shall be—
(A) dismissed from the Academy; and
(B) obligated to repay the Academy for the cost of the delinquent
student’s education in the amount described in paragraph (2).
(2) AMOUNT OF REPAYMENT.—A student who fails to graduate shall have
financial responsibility for certain costs relating to each semester that the student
was officially enrolled in the Academy as prescribed by the Superintendent.
(c) FAILURE TO ACCEPT OR COMPLETE ASSIGNED CIVIL SERVICE.—
(1) IN GENERAL.—A student who graduates from the Academy but fails
to complete the full term of required civil service shall be obligated to repay the
Academy for a portion of the cost of the graduate’s education as determined by
Academy as set forth in this subsection.
(2) AMOUNT OF REPAYMENT.—In the case of a delinquent graduate
who fails to complete all years of public service required under subsection (a)(2)
(including any additional years required for graduate education under subsection
(f)), the delinquent graduate shall be financially responsible for the cost of the
delinquent graduate’s education (including the costs of any graduate education),
except that the amount of financial responsibility under this paragraph shall be
reduced by 20 percent for each year of civil service under subsection (a)(2) that
the delinquent graduate did complete.
(d) EXCEPTIONS.—The Superintendent may provide for the partial or total waiver
or suspension of any civil service or payment obligation by an individual under this section
whenever compliance by the individual with the obligation is impossible or deemed to
involve extreme hardship to the individual, or if enforcement of such obligation with respect
to the individual would be unconscionable.
(e) STUDENT SALARIES AND BENEFITS.—The Academy shall not be responsible
for the salaries and benefits of graduates of the Academy while the graduates are fulfilling
the civilian service assignment under this section. All salaries and benefits shall be paid
by the employer with whom the Academy graduate is placed.
(f) GRADUATE EDUCATIONS.—An Academy student and the Superintendent
may modify the agreement under subsection (a) to provide that—
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APPENDIX D
(1) the Academy shall—
(A) subsidize an Academy student’s graduate education; and
(B) postpone the public service assignment required under
subsection (a)(2).
(2) the student shall—
(A) accept a civil service assignment under subsection (g) upon
the student’s completion of the graduate program; and
(B) add two additional years to the student’s civil service
commitment required under the agreement described in subsection (a)
for every year of subsidized graduate education.
SEC. 9.—IMPLEMENTATION PLAN.—
(a) Not later than 180 days after the enactment of this Act, the Superintendent,
in consultation with the Advisory Board, shall develop a detailed plan to implement the
Academy that complies with the requirements of this section. Upon approval by the Board
of Regents, the Superintendent shall present the implementation plan to Congress.
(b) CONTENTS OF PLAN.—The implementation plan described in section (a) shall
provide, a minimum, the following:
(1) Identification and securement of an appropriate site for initial Academy
build-out with room for future expansion, to include a construction plan and
temporary site plan, if necessary;
(2) Identification of gaps in the government’s current and envisioned
digital workforce by the interagency working group under the Office of Personnel
Management as established by section (3)(e);
(3) Establishment of student qualifications and requirements for admission;
(4) Establishment of the student appointment and nomination process;
(5) Establishment of student honor and conduct code to include a plan for
student noncompletion of requirements and obligations;
(6) Establishment of the student curriculum;
(7) Establishment of a mechanism for students to select fields of study
and annually select agencies and career fields within the limits prescribed by
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the interagency working group under the Office of Personnel Management as
established by section (3)(e);
(8) Establishment of a mechanism for graduates to transition from the
Academy to civil service employment by selected individual agencies;
(9) Determination of the initial Academy departments and faculty needs;
(10) Establishment of faculty and staff requirements and compensation;
(11) Determination of non-academic staff required;
(12) Recruitment and hiring of faculty, including tenure-track faculty,
adjunct faculty, part-time faculty and visiting faculty, and other staff as needed;
(13) Identification of nonprofit and private sector partners;
(14) Procurement of outside funds and gifts from individuals and
corporations for startup, administrative, maintenance, and infrastructure costs;
(15) Establishment of the process to meet statutory and regulatory
requirements for establishing the Academy as an academic institution with degree-
granting approval and for applying for degree program specific accreditation and
ensuring that the Academy obtains, no later than two years after enactment of this
Act, status as an accreditation candidate, as defined by a nationally recognized
accrediting agency or association as determined by the Secretary of Education in
accordance with section 1099b in title 10, United States Code, before commencing
academic operations;
(16) A plan commencing the Academy with an initial class of 500 students
three years after enactment of this Act;
(17) Procedures for incorporating accreditation assessments to facilitate
ongoing improvements to the Academy; and,
(18) Procedures for assessing the size of the Academy and potential
expansion of student enrollment.
SEC. 10.—ADMINISTRATIVE MATTERS.—
(a) FULLY-SUBSIDIZED EDUCATION.—Each Academy student’s tuition and room
and board shall be fully subsidized provided that the student completes the requirements of
the Academy and fulfills the civil service commitment as determined by the implementation
plan in section 9.
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APPENDIX D
(b) GIFT AUTHORITY.—The Board of Regents may accept, hold, administer, and
spend any gift, devise, or bequest of real property, personal property, or money made
on the condition that the gift, devise, or bequest be used for the benefit, or in connection
with, the establishment, operation, or maintenance, of the Academy. The Board of Regents
may accept a gift of services, which includes activities that benefit the education, morale,
welfare, or recreation of students, faculty or staff, for the Academy.
(1) LIMITATIONS AND PROHIBITIONS.—
(A) IN GENERAL.—The Board of Regents may not accept a gift
under this subsection if the acceptance of the gift would reflect unfavorably
on the ability of any agency of the Federal Government to carry out any
responsibility or duty in a fair and objective manner, or would compromise
the integrity or appearance of integrity of any program of the Federal
Government or any officer or employee of the Federal Government who is
involved in any such program.
(B) FOREIGN GIFTS.—The Board of Regents may not accept a gift
of services from a foreign government or international organization under
this subsection. A gift of real property, personal property, or money from a
foreign government or international organization may be accepted under
this subsection only if the gift is not designated for a specific individual.
(C) APPLICABLE LAW.—No gift under this section may be
accepted with attached conditions inconsistent with applicable law or
regulation.
(D) MISSION.—No gift under this section may be accepted with
attached conditions inconsistent with the mission of the Academy .
(E) NAMING RIGHTS.—The Board of Regents may issue
regulations governing the circumstances under which gifts conditioned
on naming rights may be accepted, appropriate naming conventions, and
suitable display standards.
(2) TREATMENT OF GIFTS.—
(A) Gifts and bequests of money, and the proceeds of the sale of
property, received under subsection shall be deposited in the Treasury in
the account of the Academy as no year money and may be expended in
connection with the activities of the Academy as determined by the Board
of Regents.
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(B) The Board of Regents may pay all necessary expenses in
connection with the conveyance or transfer of a gift, devise, or bequest
accepted under this section.
(C) For the purposes of Federal income, estate, and gift taxes,
any property, money, or services accepted under this subsection shall
be considered as a gift, devise, or bequest to or for the use of the United
States.
(D) The Comptroller General shall make periodic audits of gifts,
devises, and bequests accepted under this section at such intervals as
the Comptroller General determines to be warranted. The Comptroller
General shall submit to Congress a report on the results of each such
audit.
SEC.
11.—INITIAL APPROPRIATION.—There are authorized to be appropriated
$40,000,000 to remain available until expended for the Academy’s initial administrative
cost and salaries and expenses.
Recommendation: Establish Career Fields for Government Civilians in Software
Development, Software Engineering, Data Science, Knowledge Management, and Artificial
Intelligence.
SEC.___.—NEW OCCUPATIONAL SERIES FOR DIGITAL CAREER FIELDS.—Not later
than 270 days after the date of the enactment of this Act, the Director of the Office of
Personnel Management shall exercise its authority under section 5105 of title 5, United
States Code, to establish one or more new occupational series and associated policies
covering Federal Government positions in the fields of software development, software
engineering, data science, and knowledge management.
SEC.___.—NEW OCCUPATIONAL SERIES FOR ARTIFICIAL INTELLIGENCE.—Not
later than 270 days after the date of the enactment of this Act, the Director of the Office
of Personnel Management shall exercise its authority under section 5105 of title 5, United
States Code, to establish a new occupational series and associated policies covering
Federal Government positions in the field of artificial intelligence.
Recommendation: Establish Digital Career Fields for Military Personnel.
SEC.___.—MILITARY CAREER FIELDS FOR SOFTWARE DEVELOPMENT, DATA
SCIENCE, AND ARTIFICIAL INTELLIGENCE.—Section 230 of the National Defense
Authorization Act for Fiscal Year 2020 is amended by adding the following new subsection:
“(d) Not later than 270 days after the date of the enactment of this subsection, the Chief
of Staff of the Army, the Chief of Naval Operations, the Chief of Staff of the Air Force, and
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APPENDIX D
the Commandant of the Marine Corps (collectively, the Service Chiefs) shall each establish
new military career fields for software development, data science, and artificial intelligence
that are open to commissioned officers, enlisted personnel and, as appropriate, warrant
officers. The Service Chiefs shall utilize the authority provided in sections 605 and 649a to
649k of title 10, United States Code, to ensure that military personnel in these career fields
who choose to specialize and focus on technical skill sets rather than pursue leadership
positions are not required to move outside their specialties or into management positions
to continue to promote.
CHAPTER 8: UPHOLDING DEMOCRATIC VALUES: PRIVACY, CIVIL LIBERTIES, AND
CIVIL RIGHTS IN USES OF AI FOR NATIONAL SECURITY
Blueprint for Action
Recommendation Set 1: Increase Public Transparency about AI Use through Improved
Reporting.
For AI systems that involve U.S. persons, require AI Risk Assessment Reports and AI
Impact Assessments to assess the privacy, civil liberties and civil rights implications for
each new qualifying AI system or significant system refresh.
SEC.___—PRIVACY, CIVIL RIGHTS AND CIVIL LIBERTIES RISK AND IMPACT
ASSESSMENTS FOR ARTIFICIAL INTELLIGENCE SYSTEMS.—
(a) IN GENERAL.—The head of a covered agency shall conduct risk and impact
assessments of the privacy, civil rights, and civil liberties risks and potential implications
of any covered artificial intelligence system utilized by the covered agency and take
appropriate steps to mitigate risks and adverse impact of any such system on the privacy,
civil rights, and civil liberties of U.S. persons.
(b) DEFINITIONS.—For purposes of this section—
(1) COVERED ARTIFICIAL INTELLIGENCE SYSTEM.—A “covered artificial
intelligence system” means a qualified artificial intelligence system or a significant
artificial intelligence system refresh as determined by the task force established in
section [XX] of this Act that is—
(A) designed to collect, process, maintain, or use information on
U.S. persons;
(B) may inadvertently process, maintain, or use information on
U.S. persons; or
(C) has a direct impact on U.S. persons.
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(2) COVERED AGENCY.—A “covered agency” includes—
(A) the Department of Homeland Security;
(B) the Federal Bureau of Investigation; and
(C) each element of the Intelligence Community, as defined in
section 3003(4) of title 50, United States Code.
(3) HEAD OF A COVERED AGENCY.—The “head of a covered agency”
shall mean the Secretary of Homeland Security, the Director of the Federal Bureau
of Investigation and, for the Intelligence Community, the Director of National
Intelligence.
(c) REPORTS REQUIRED.—
(1) ARTIFICIAL INTELLIGENCE SYSTEM RISK ASSESSMENT.—Before
acquiring or fielding a covered artificial intelligence system, each covered
agency shall conduct an Artificial Intelligence System Risk Assessment (“Risk
Assessment”). The Risk Assessment shall—
(A) assess the potential implications of the covered artificial
intelligence system on freedom of expression, equal protection, privacy,
and due process;
(B) account for the environment in which the covered artificial
intelligence system will be deployed, including its interactions with other
artificial intelligence tools, programs, and systems that collect personally
identifiable information; and
(C) include steps to mitigate and track any risks identified in the
assessment.
(2) ARTIFICIAL INTELLIGENCE SYSTEM IMPACT ASSESSMENT.—Each
covered agency shall conduct an Artificial Intelligence System Impact Assessment
(“Impact Assessment”), no less than once per year, to assess the degree to which
a covered artificial intelligence system remains compliant with the constraints and
metrics established in the Risk Assessment. The Impact Assessment shall be
based on outcomes, impacts, and metrics collected during system use, and shall
determine if the existing validation processes should be improved.
(d) NOTICE OF DISCONTINUATION.—Within one year of discontinuing use of
any non-public or classified covered artificial intelligence system, a covered agency shall
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consider providing notice to the public that the covered artificial intelligence system has
been discontinued.
(e) REPORT TO CONGRESS.—The head of each covered agency shall, within
90 days of the date of this Act, submit to Congress a report identifying any additional
resources, including staff, needed to carry out the requirements of this section.
This section should be cross-referenced with the recommendation to create a task force
to assess the privacy and civil rights and civil liberties implications of AI and emerging
technologies, as the definition of a “covered artificial intelligence system” relies on the work
of the task force.
Recommendation Set 2: Develop & Test Systems per Goals of Privacy Preservation and
Fairness.
Establish third-party testing center(s) to allow independent, third-party testing of national
security-related AI systems that could impact U.S. persons.
Require the Department of Justice (DOJ), in consultation with the Privacy and Civil Liberties
Oversight Board (PCLOB), to develop binding guidance for the use of third-party testing
(e.g., thresholds for high-consequence systems or unprecedented factors) of AI systems.
SEC.___.—THIRD PARTY TESTING OF ARTIFICIAL INTELLIGENCE SYSTEMS.—
(a) IN GENERAL.—Not later than one year after the date of enactment of this
Act, the Director of the National Institute of Standards and Technology shall establish
an accreditation program for Third Party Independent Artificial Intelligence Testing
Laboratories, as set forth in this section, to conduct independent testing of artificial
intelligence systems for covered agencies to assess potential privacy, civil rights, and civil
liberties impacts of such systems on U.S. persons.
(b) ARTIFICIAL INTELLIGENCE SYSTEMS REQUIRING TESTING.—The Privacy
and Civil Liberties Oversight Board and the Department of Justice shall, in consultation
with Privacy and Civil Liberties officers of the covered agencies, propose criteria for when
an artificial intelligence system warrants third-party testing for privacy, civil liberties, and
civil rights implications for U.S. Persons. Covered agencies shall adopt this criteria, as
described in subsection (e).
(c) COVERED AGENCIES.—For the purposes of this section, covered agencies
are the elements of the Intelligence Community (as defined in section 3003(4) of title 50,
United States Code, and coordinated by the Office of the Director of National Intelligence),
the Department of Homeland Security, and the Federal Bureau of Investigation.
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(d) ACCREDITATION OF THIRD PARTY ARTIFICIAL INTELLIGENCE TESTING
LABORATORIES.—Accreditation of Third Party Artificial Intelligence Testing Laboratories
shall be done through the National Institute of Standards and Technology’s National
Voluntary Laboratory Accreditation Program
(“NVLAP”). In accordance with current
NVLAP processes, the National Institute of Standards and Technology shall determine
and maintain the authoritative list for approved Third Party Artificial Intelligence Testing
Laboratories.
(e) INDEPENDENT TESTING REQUIRED.—Upon the approval of Third Party
Artificial Intelligence Testing Laboratories as outlined in subsection (d), a covered agency,
prior to procuring or fielding an artificial intelligence system requiring testing, shall institute
independent third party testing of the system to assess performance of the system
according to attributes listed in section 22A of the National Institute of Standards and
Technology Act.
(f) SCOPE OF TESTING.—Each independent Third Party Artificial Intelligence
Testing Laboratory accredited pursuant to subsection (d) shall—
(1) utilize metrics relevant to the mission and authorities of the agency that
intends to field the artificial intelligence system;
(2) develop approaches to test—
(A) the software product, as installed in a test facility; and
(B) relevant cloud-based services.
(3) establish binding data agreements that enable the agency and other
stakeholders to share confidential and proprietary data with the testing entity
without fear of inappropriate disclosure; and
(4) collaborate with the covered agency that is seeking testing to reach
consensus on appropriate protocols and approaches for handling test data, test
results, and analyses.
Recommendation Set 4: Strengthen Oversight and Governance Mechanisms to Address
Current and Evolving Concerns.
Strengthen the Privacy and Civil Liberties Oversight Board’s (PCLOB) ability to provide
meaningful oversight and advice to the federal government’s use of AI-enabled technologies
for counterterrorism purposes.
SEC.___.—OVERSIGHT OF FEDERAL GOVERNMENT USE OF ARTIFICIAL
INTELLIGENCE-ENABLED SYSTEMS FOR COUNTERTERRORISM PURPOSES.—
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(a) AMENDMENTS TO AUTHORITIES AND RESPONSIBILITIES OF THE PRIVACY
AND CIVIL LIBERTIES OVERSIGHT BOARD.—Section 2000ee of title 42, United States
Code, is amended—
(1) in paragraph (2) of subsection (d), by—
(A) striking “and” at the end of subparagraph (B);
(B) redesignating subparagraph (C) as subparagraph (D); and
(C) adding a new subparagraph (C), as follows:
“(C) the development and use of artificial intelligence-enabled
technologies for counterterrorism purposes; and”; and
(2) in subparagraph (1)(A) of subsection (g), by striking the semicolon
and adding the following: “and information about artificial intelligence-enabled
technologies proposed to be acquired or fielded in the Federal Government
(such as documentation of data collection, disclosure and consent processes for
artificial intelligence-enabled tools and programs, documentation of models used
and supporting training and testing, and any repurposing);”
(b) AMENDMENTS TO AUTHORITIES AND RESPONSIBILITIES OF PRIVACY
AND CIVIL LIBERTIES OFFICERS.—Section 2000ee-1 of title 42, United States Code, is
amended—
(1) in subsection (a), by—
(A) redesignating paragraphs (3) and (4) as paragraphs (4) and
(5); and
(B) inserting a new paragraph (3), as follows:
“(3) provide prior notice to the Privacy and Civil Liberties Oversight
Board of the fielding or repurposing of an artificial intelligence-enabled
system (including a classified system) that could have an impact on
privacy, civil liberties, or civil rights, and provide access to associated
impact statements, including System of Record Notices, Privacy Impact
Assessments, and Civil Rights and Civil Liberties Impact Assessments;”
and
(2) in subsection (d), by striking the semicolon in paragraph (1) and
inserting the following: “(including information described in paragraph (a)(3));”.
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(c) SELF-ASSESSMENT BY PRIVACY AND CIVIL LIBERTIES OVERSIGHT
BOARD.—Not later than 270 days after the date of the enactment of this act, the Privacy and
Civil Liberties Oversight Board shall conduct and provide to Congress a self-assessment
of any change in resources and organizational structure that may be required to carry out
the artificial intelligence-related mission required by this section.
Empower DHS Offices of Privacy and Civil Rights and Civil Liberties.
SEC.___.—ENHANCED OVERSIGHT OF ARTIFICIAL INTELLIGENCE-ENABLED
SYSTEMS AT THE DEPARTMENT OF HOMELAND SECURITY.—
(a) AMENDMENT TO DUTIES AND RESPONSIBILITIES OF CIVIL RIGHTS AND
CIVIL LIBERTIES OFFICER.—Section 345 of title 6, United States Code, is amended in
paragraph (a)(5), by—
(1) striking the final “and” in subparagraph (A);
(2) redesignating subparagraph (B) as subparagraph (C); and
(3) adding a new subparagraph (B), as follows:
“(B) ensure that the legal and approval processes for the
procurement and use of artificial intelligence-enabled systems, including
associated data of machine learning systems, provide appropriate
consideration to the privacy, civil rights, and civil liberties impacts of such
systems; and”.
(b) AMENDMENT TO DUTIES AND RESPONSIBILITIES OF CHIEF PRIVACY
OFFICER.—Section 142 of title 6, United States Code, is amended in paragraph (a)(5),
by—
(1) striking the final “and” in subparagraph (A);
(2) redesignating subparagraph (B) as subparagraph (C); and
(3) adding a new subparagraph (B), as follows:
“(B) ensure that the legal and approval processes for the
procurement and use of artificial intelligence-enabled systems, including
associated data of machine learning systems, provide appropriate
consideration to the privacy, civil rights, and civil liberties impacts of such
systems; and”.
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(c) ENHANCED PROCEDURES FOR CONSIDERATION OF PRIVACY AND CIVIL
LIBERTIES ISSUES.—Not later than 270 days after the date of the enactment of this Act—
(1) the Secretary of Homeland Security shall revise the legal and approval
processes for the procurement and use of artificial intelligence-enabled systems,
including associated data of machine learning systems, to ensure that full
consideration is given, with the participation of the Department’s Chief Privacy
Officer and the Officer for Civil Rights and Civil Liberties, to the privacy, civil rights,
and civil liberties impacts of such systems; and
(2) the Department’s Chief Privacy Officer and the Officer for Civil Rights
and Civil Liberties shall report to Congress on any additional staffing or funding
resources that may be required to carry out the requirements of this section.
Establish a task force to assess the privacy and civil rights and civil liberties implications
of AI and emerging technologies.
SEC.___.—TASK FORCE ON ORGANIZATIONAL STRUCTURE FOR ARTIFICIAL
INTELLIGENCE GOVERNANCE AND OVERSIGHT.—
(a) ESTABLISHMENT.—Not later than 90 days after the date of the enactment
of this Act, the President shall appoint a task force to assess the privacy, civil rights, and
civil liberties implications of artificial intelligence and emerging technologies. This includes
identifying policy and legal gaps and making recommendations to ensure that uses of
artificial intelligence and associated data in U.S. government operations comport with
freedom of expression, equal protection, privacy, and due process. The task force shall—
(1) assess existing policy and legal gaps for current AI applications and
emerging technologies, and make recommendations for—
(A) legislative and regulatory reforms on the development and
fielding of AI and emerging technologies; and
(B) institutional changes to ensure sustained assessment
and recurring guidance on privacy and civil liberties implications of AI
applications and emerging technologies.
(b) MEMBERSHIP OF TASK FORCE.—
(1) The task force shall include—
(A) the Attorney General or his or her designee;
(B) the Director of the Office of Management and Budget or his or
her designee;
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(C) the Director of the National Institute of Standards and
Technology or his or her designee;
(D) the Comptroller General or his or her designee;
(E) the Inspectors General for the following agencies:
(i) the Department of State;
(ii) the Department of the Treasury;
(iii) the Department of Defense;
(iv) the Department of Justice;
(v) the Department of Health and Human Services;
(vii) the Department of Homeland Security;
(viii) the Office of the Director of National Intelligence; and
(ix) the Central Intelligence Agency.
(F) the chief privacy and civil liberties officers of each agency
described in subparagraph (E);
(G) the Chair of the Privacy and Civil Liberties Oversight Board;
(H) the Chair of the National Artificial Intelligence Advisory
Committee’s Subcommittee on Artificial Intelligence and Law Enforcement;
and
(I) representatives from civil society, including organizational
leaders with expertise in technology, privacy, civil liberties, and civil rights,
representatives from industry, and representatives from academia, as
appointed by the President.
(2) TASK FORCE CHAIR AND VICE CHAIR.—The President shall
designate a Chair and Vice Chair of the task force from among its members.
(c) RESPONSIBILITIES OF TASK FORCE.—The task force established pursuant to
subsection (a) shall—
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(1) conduct an assessment and make recommendations to Congress and
to the President to ensure that the development and fielding of artificial intelligence
and other emerging technologies by the Federal Government provides protections
for the privacy, civil liberties, and civil rights of U.S. persons as appropriately
balanced against critical law enforcement and national security needs;
(2) issue criteria for identifying qualified artificial intelligence systems
and significant system refreshes requiring Artificial Intelligence Risk Assessment
Reports and Artificial Intelligence Impact Assessments, under section [XX] of this
Act;
(3) recommend baseline standards for Federal Government use of
biometric identification technologies, including, but not limited to, facial recognition,
voiceprint, gait recognition, and keyboard entry technologies;
(4) recommend proposals to address any gaps in Federal law or regulation
with respect to facial recognition technologies in order to enhance protections of
privacy, civil liberties, and civil rights of U.S. persons;
(5) recommend best practices and contractual requirements to strengthen
protections for privacy, information security, fairness, non-discrimination,
auditability, and accountability in artificial intelligence systems and technologies
and associated data procured by the federal government;
(6) consider updates to and reforms of government data privacy and
retention requirements to address implications to privacy, civil liberties, and civil
rights;
(7) assess ongoing efforts to regulate commercial development and fielding
of artificial intelligence and associated data in light of privacy, civil liberties, and
civil rights implications, and as appropriate, consider and recommend institutional
or organizational changes to facilitate applicable regulation; and
(8) assess the utility of establishing a new organization within the Federal
Government to provide ongoing governance for and oversight over the fielding
of artificial intelligence technologies by Federal agencies as technological
capabilities evolve over time.
(d) ORGANIZATIONAL CONSIDERATIONS.—In conducting the assessment
required by subsection (c)(7), the task force shall consider—
(1) the organizational placement, structure, composition, authorities, and
resources that a new organization would require to provide ongoing guidance and
baseline standards for—
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(A) the Federal Government’s development, acquisition, and
fielding of artificial intelligence systems to ensure they comport with
privacy, civil liberties, and civil rights and civil liberties law, to include
guardrails for their use and to disallow outcomes to be incorporated in
policy and embedded in system development; and
(B) providing transparency to oversight entities and the public
regarding the Federal Government’s use of artificial systems and the
performance of those systems.
(2) the existing interagency and intra-agency efforts to address AI
oversight;
(3) the need for and scope of national security carve outs, and any
limitations or protections that should be built into any such carve outs; and
(4) the research, development, and application of new technologies to
mitigate privacy and civil liberties risks inherent in artificial intelligence systems.
(e) REPORTING.—
(1) Not later than 180 days of establishment, the task force shall issue
a report to Congress and the President with its legislative and regulatory
recommendations. The task force shall provide periodic updates to the President
and the Congress.
(2) Within a year of its establishment, the task force shall issue a report to the
President and the Congress with its assessment on organizational considerations,
to include any recommendations for organizational changes.
CHAPTER 10: THE TALENT COMPETITION
Blueprint for Action
Recommendation: Pass a National Security Immigration Act.
1) Grant Green Cards to All Students Graduating with STEM PhDs from Accredited
American Universities.
2) Double the Number of Employment Based Green Cards.
3) Create an Entrepreneur Visa.
4) Create an Emerging and Disruptive Technology Visa.
NATIONAL SECURITY IMMIGRATION ACT OF 2021
SECTION. 1.—SHORT TITLE.—This Act may be cited as the “National Security
Immigration Act of 2021.”
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APPENDIX D
SEC. 2.—GREEN CARDS FOR STUDENTS GRADUATING FROM ACCREDITED
AMERICAN UNIVERSITIES WITH DOCTORATES IN THE FIELDS OF SCIENCE,
TECHNOLOGY, ENGINEERING, AND MATHEMATICS.—Section 1151 of title 8, United
States Code, is amended in subsection (b)(1), by adding a new subparagraph (F), as
follows:
“(F) Aliens who have been awarded doctoral degrees in the fields of science,
technology, engineering, and mathematics by accredited universities in the United States.”
SEC.
3.—INCREASED AUTHORIZATION FOR EMPLOYMENT-BASED
IMMIGRATION.—Section 1151 of title 8, United States Code, as amended by section 2,
is further amended in subsection (d)(1)(A) by striking “140,000” and inserting “280,000”.
SEC. 4.—ENTREPRENEUR VISAS FOR HIGH PRIORITY SCIENCE AND TECHNOLOGY
FIELDS AS DETERMINED BY NATIONAL SCIENCE FOUNDATION.—Section 1153 of
title 8, United States Code, is amended in subsection (b)(5)—
(1) By redesignating subparagraphs (C) and (D) as subparagraphs (D) and (E);
and
(2) By adding a new subparagraph (C), as follows:
“(C) PRIORITY FOR ENTREPRENEURS IN CERTAIN SCIENCE
AND TECHNOLOGY FIELDS.—
“(i) Priority under this section shall be given to qualified immigrants
who engage in new commercial enterprises in high priority science and technology
fields, including artificial intelligence-enabled technology fields, as determined by
the National Science Foundation.
“(ii) A qualified immigrant under this paragraph section shall not be
required to meet the capital investment requirement in clause (A)(i) if the qualified
immigrant is one of the principal organizers and operators of a new commercial
enterprise described in clause (i).”
SEC. 5.—VISA FOR EMERGING AND DISRUPTIVE TECHNOLOGIES.—Section 1151
of title 8, United States Code, as amended by Sections 2 and 3, is further amended in
subsection (b)(1), by adding a new clause (G), as follows:
“(G) Aliens who are students, researchers, entrepreneurs, and technologists in
critical emerging and disruptive technology fields, as determined by the National Science
Foundation.”
SEC. 6.—DETERMINATIONS BY THE NATIONAL SCIENCE FOUNDATION.—Not later
than 180 days after the date of the enactment of this Act, and every three years thereafter,
the National Science Foundation shall publish a list of—
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(1) high priority science and technology fields in which qualified immigrants will
be eligible for consideration for entrepreneur visas under section 1153(b)(5)(C) of title 8,
United States Code, as amended; and
(2) critical emerging and disruptive technology fields in which qualified immigrants
will be eligible for consideration for student, researcher, and entrepreneur visas under
section 1151(b)(1)(G) of title 8, United States Code, as amended.
CHAPTER 11: ACCELERATING AI INNOVATION
Blueprint for Action
Recommendation: Scale and Coordinate Federal AI R&D Funding.
Component 1: Establish a National Technology Foundation.
THE NATIONAL TECHNOLOGY FOUNDATION ACT OF 2021
SECTION 1.—SHORT TITLE.—This Act may be cited as the “National Technology
Foundation Act of 2021.”
SEC. 2.—ESTABLISHMENT OF NATIONAL TECHNOLOGY FOUNDATION.—There is
established in the executive branch of the Government an independent agency to be
known as the National Technology Foundation (hereinafter referred to as the “Foundation”).
The Foundation shall consist of a National Technology Board (hereinafter referred to as the
“Board”) and a Director of the Foundation (hereinafter referred to as the “Director”).
SEC. 3.—NATIONAL TECHNOLOGY BOARD.—
(a) The Board shall consist of twenty-four members to be appointed by the President
and of the Director ex officio. In addition to any powers and functions otherwise granted
to it by this chapter, the Board shall establish the policies of the Foundation, within the
framework of applicable national policies as set forth by the President and the Congress.
(b) The term of office of each member of the Board shall be six years; except
that any member appointed to fill a vacancy occurring prior to the expiration of the term
for which his predecessor was appointed shall be appointed for the remainder of such
term. Any person, other than the Director, who has been a member of the Board for twelve
consecutive years shall thereafter be ineligible for appointment during the two-year period
following the expiration of such twelfth year.
SEC. 4.—DIRECTOR OF THE FOUNDATION.—The Director shall be appointed by the
President, by and with the advice and consent of the Senate. Before any person is appointed
as Director, the President shall afford the Board an opportunity to make recommendations
to the President with respect to such appointment. The Director shall receive basic pay
at the rate provided for level II of the Executive Schedule under Section 5313 of title 5,
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APPENDIX D
United States Code, and shall serve for a term of six years unless sooner removed by the
President.
SEC. 5.—DEPUTY DIRECTOR OF THE FOUNDATION.—The Deputy Director (hereinafter
referred to as the “Deputy Director”) shall be appointed by the President, by and with the
advice and consent of the Senate. Before any person is appointed as a Deputy Director, the
President shall afford the Board and the Director an opportunity to make recommendations
to the President with respect to such appointment. The Deputy Director shall receive basic
pay at the rate provided for level III of the Executive Schedule under section 5314 of title
5, United States Code, and shall perform such duties and exercise such powers as the
Director may prescribe. The Deputy Director shall act for, and exercise the powers of, the
Director during the absence or disability of the Director, or in the event of a vacancy in the
office of Director.
SEC. 6.—GENERAL AUTHORITY OF THE FOUNDATION.—
(a) The Foundation shall have the authority, within the limits of available
appropriations, to do all things necessary to carry out the provisions of this chapter,
including, but without being limited thereto, to—
(1) distribute other payments for research and development in priority
technology areas through grants, cooperative agreements, and contracts awarded
to academic and private sector researchers, nonprofits, and consortia through
competitive processes without regard to the provisions of sections 3324(a) and (b)
of title 31, United States Code;
(2) establish an innovation unit in which independent program managers,
brought into the Foundation on the basis of term appointments, fund proposals
from both industry and academia to advance solutions to forward-looking research
questions in priority technology areas;
(3) organize prize competitions to catalyze research around significant
technology challenge problems;
(4) manage national technology resources, infrastructure, and initiatives
that are assigned to the Foundation by statute or executive order;
(5) promote the commercialization of new technologies in priority
technology areas and the transfer of such technologies to Federal, State and local
government entities; and
(6) serve as a focal point for international research and development
collaboration and standards-setting dialogues in priority technology areas.
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SEC. 7.—PRIORITY TECHNOLOGY AREAS.—
(a) CORE DIRECTORATES.—The Foundation shall be organized into a set of core
directorates, each dedicated to advancing fundamental research into a priority technology
area.
(b) PRIORITY TECHNOLOGY AREAS.—Priority technology areas shall include—
(1) artificial intelligence;
(2) biotechnology;
(3) quantum computing;
(4) semiconductors and advanced hardware;
(5) robotics and autonomy;
(6) fifth-generation and advanced networking;
(7) advanced manufacturing;
(8) energy technology; and
(9) any other technology area designated by the Congress or the Board.
(c) REVIEW OF KEY TECHNOLOGY FOCUS AREAS AND SUBSEQUENT LISTS.—
(1) ADDING OR DELETING KEY TECHNOLOGY FOCUS AREAS.—
Beginning on the date that is four years after the date of enactment of this Act and
every four years thereafter, the Director, acting through the Deputy Director shall—
(A) review the list of key technology focus areas, in consultation
with the Board; and
(B) as part of that review, may add or delete key technology focus
areas if the competitive threats to the United States have shifted and
whether the United States or other nations have advanced or fallen behind
in a technological area.
(2) LIMIT ON KEY TECHNOLOGY FOCUS AREAS.—Not more than ten
key technology focus areas shall be included on the list of key technology focus
areas at any time.
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APPENDIX D
(3) UPDATING FOCUS AREAS AND DISTRIBUTION.—Upon the
completion of each review under this subsection, the Director shall make the list
of key technology focus areas readily available and publish the list in the Federal
Register, even if no changes have been made to the prior list.
SEC. 8.—ADMINISTRATIVE MATTERS.—
(a) HIRING AUTHORITY.—
(1) PRIORITY TECHNOLOGY EXPERTS.—The Director shall have the
authority to carry out a program of personnel management authority for the
Foundation in the same manner, and subject to the same requirements, as the
program of personnel management authority authorized for the Director of the
Defense Advanced Research Projects Agency under section 1599h(a)(2) of title
10, United States Code, for the Defense Advanced Research Projects Agency.
(2) HIGHLY QUALIFIED EXPERTS.—In addition to the authority provided
under subsection (A), the Director shall have the authority to carry out a program
of personnel management authority for the Foundation in the same manner, and
subject to the same requirements, as the program to attract highly qualified experts
carried out by the Secretary of Defense under section 9903 of title 5, United States
Code.
(3) ADDITIONAL HIRING AUTHORITY.—To the extent needed to carry
out the duties of the Foundation, the Director shall utilize hiring authorities under
section 3372 of title 5, United States Code, to staff the Foundation with employees
from other Federal agencies, State and local governments, Indian tribes and
tribal organizations, institutions of higher education, and other organizations, as
described in that section, in the same manner and subject to the same conditions.
(b) EMPLOYMENT AND COMPENSATION OF CERTAIN PERSONNEL.—
(1) PROGRAM MANAGERS.—The employees of the Foundation may
include program managers, who shall perform a role similar to program managers
employed by the Defense Advanced Research Projects Agency, for the oversight
and selection of programs supported by the Foundation.
(2) COMPENSATION OF MEMBERS OF BOARD.—The members of the
Board shall be entitled to receive compensation for each day engaged in the
business of the Foundation at a rate fixed by the Chairman but not exceeding
the maximum rate payable under section 5376 of title 5, United States Code, and
shall be allowed travel expenses as authorized by 5703 of title 5, United States
Code. For the purposes of determining the payment of compensation under this
subsection, the time spent in travel by any member of the Board shall be deemed
as time engaged in the business of the Foundation. Members of the Board and
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members of special commissions may waive compensation and reimbursement
for traveling expenses.
SEC. 9.—INTERNATIONAL COOPERATION.—
(a) INTERNATIONAL AUTHORITY.—The Foundation is authorized to cooperate in
any international technology activities consistent with the purposes of this Act and to expend
for such international technology activities such sums within the limit of appropriated funds
as the Foundation may deem appropriate.
(b) CONTRACTS AND ARRANGEMENTS.—
(1) The authority to enter into contracts or other arrangements with
organizations or individuals in foreign countries and with agencies of foreign
countries, as provided in section 1870(c) of title 42, United States Code, and
the authority to cooperate in international scientific or engineering activities as
provided in subsection (a) of this section, shall be exercised only with the approval
of the Secretary of State, to the end that such authority shall be exercised in such
manner as is consistent with the foreign policy objectives of the United States.
(2) If, in the exercise of the authority referred to in paragraph (1) of this
subsection, negotiation with foreign countries or agencies thereof becomes
necessary, such negotiation shall be carried on by the Secretary of State in
consultation with the Director.
SEC. 10.—SECURITY PROVISIONS.—
(a) RESEARCH RELATED TO NUCLEAR ENERGY.— The Foundation shall not
support any research or development activity in the field of nuclear energy, nor shall it
exercise any authority pursuant to section 1870(e) of title 42, United States Code, in respect
to that field, without first having obtained the concurrence of the Secretary of Energy that
such activity will not adversely affect the common defense and security. To the extent
that such activity involves restricted data as defined in the Atomic Energy Act of 1954,
the provisions of that Act regarding the control of the dissemination of restricted data and
the security clearance of those individuals to be given access to restricted data shall be
applicable. Nothing in this chapter shall supersede or modify any provision of the Atomic
Energy Act of 1954.
(b) RESEARCH RELATION TO NATIONAL DEFENSE.—
(1) In the case of priority technology area research activities under this
Act in connection with matters relating to the national defense, the Secretary of
Defense shall establish such security requirements and safeguards, including
restrictions with respect to access to information and property, as the Secretary of
Defense deems necessary.
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(2) Any agency of the Government exercising investigatory functions
otherwise within its jurisdiction is authorized to make such investigations and
reports as may be requested by the Foundation in connection with the enforcement
of security requirements and safeguards, including restrictions with respect
to access to information and property, established under paragraph (1) of this
subsection.
SEC. 11.—REPORTS.—
(a) INITIAL REPORT.—Not later than one year after the date of enactment of this
Act, the Director shall transmit to the Committee on Commerce, Science, and Transportation
of the Senate and the Committee on Science, Space, and Technology of the House of
Representatives a report regarding the establishment of the Foundation. The report shall
include an assessment of the priority technology focus areas as defined in this Act and of
authorities that conflict with the National Science Foundation.
(b) ANNUAL REPORTS.—
(1) The Board shall submit to the President and the Congress no later than
January 15 of each even numbered year, a report on indicators of the state of the
priority technology areas in the United States, as defined in this Act.
(2) The Board shall render to the President and the Congress reports
on specific, individual policy matters within the authority of the Foundation (or
otherwise as requested by the Congress or the President) related to priority
technology areas, as the Board, the President, or the Congress determines the
need for such reports.
SEC. 12.—AUTHORIZATION OF APPROPRIATIONS.—
(a) INITIAL APPROPRIATION.—To enable the Foundation to carry out its powers
and duties, including the establishment of a physical location, there is authorized to be
appropriated to the Foundation $30,000,000 for the first fiscal year following the enactment
of this Act. Appropriations made pursuant to the authority provided in this subsection
shall remain available for obligation, for expenditure, or for obligation and expenditure until
expended for the Foundation’s initial administrative costs and salaries and expenses.
(b) ANNUAL APPROPRIATION.—There are authorized to be appropriated for the
Foundation, in addition to the appropriation provided in subsection (a) of this section and
any other funds made available to the Foundation, a total of $51,000,000,000 for fiscal
years 2022 through 2026, of which—
(A)
$1,000,000,000 is authorized for fiscal year 2022;
(B)
$5,000,000,000 is authorized for fiscal year 2023;
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(C)
$10,000,000,000 is authorized for fiscal year 2024;
(D)
$15,000,000,000 is authorized for fiscal year 2025; and
(E)
$20,000,000,000 is authorized for fiscal year 2026.
The Commission acknowledges additional authorities may be required to establish the
NTF, including administrative, financial, and educational authorities mirroring those of
the National Science Foundation, and that amendments to the NSF’s statutory authorities
may be required to alleviate duplication of duties. The Commission is ready to work with
Congress to address such provisions.
Component 4: Invest in Talent that Will Transform the Field.
Direct and fund establishment of an AI Innovator Award.
Direct and fund establishment of a team-based AI research award.
SEC. ___.—ARTIFICIAL INTELLIGENCE AWARD PROGRAM.—
(a) ARTIFICIAL INTELLIGENCE INNOVATOR AWARD.—
(1) IN GENERAL.—The Director of the National Science Foundation shall
partner with a nonprofit organization as described in subsection (c) to establish
an Artificial Intelligence Innovator Award program to recognize and support the
research of leaders in the field of artificial intelligence.
(2) ARTIFICIAL INTELLIGENCE INNOVATOR AWARD RECIPIENTS.—
The Artificial Intelligence Award Selection Committee as described in subsection
(d) shall select no fewer than 10 and no more than 20 award recipients each year.
Recipients shall be selected for five-year, renewable award terms, based on a
proven track record of prior innovation, a proposed general research program,
a commitment to spend 75 percent of the recipients’ time on research, and the
committee’s assessment of the potential of the research to generate breakthroughs
in the area of artificial intelligence. Award amounts shall be determined by the
selection committee with the objective of covering the full salary and benefits of
the researcher and the cost of associated support staff and research equipment.
(b) ARTIFICIAL INTELLIGENCE TEAM AWARD.—
(1) IN GENERAL.—The Director of the National Science Foundation shall
partner with a nonprofit organization as described in subsection (c) to establish
an Artificial Intelligence Team Award program to support interdisciplinary research
directed at applying artificial intelligence to solve complex problems or pursuing
use-inspired basic research efforts to advance a fundamental understanding of
the science of artificial intelligence in a manner that provides a significant benefit
to society.
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(2) ARTIFICIAL INTELLIGENCE TEAM AWARD RECIPIENTS.—The
Artificial Intelligence Innovator Awards Selection Committee as described in
paragraph (d) shall select no fewer than five and no more than 10 team recipients
each year. Recipients shall be selected for five-year, nonrenewable terms,
based on team qualifications, commitment to multi-disciplinary approaches,
and innovative research proposals. Award amounts shall be determined by the
selection committee with the objective of covering the cost of carrying out the
proposed research proposal.
(c) NONPROFIT ORGANIZATION PARTNER.—The National Science Foundation
shall partner with a nonprofit organization active in the field of computer science and
artificial intelligence that maintains the requisite expertise and connections to the artificial
intelligence research community to identify promising talent and invest in innovative ideas
and to manage the award programs described in subsections (a) and (b), including to
administer the programs and arrange the annual meeting.
(d) ARTIFICIAL INTELLIGENCE AWARD SELECTION COMMITTEE.—Recipients
of the Artificial Intelligence Innovator Award and the Artificial Intelligence Team Award shall
be selected by a rotating committee of artificial intelligence experts known as the Artificial
Intelligence Award Selection Committee. The Committee shall consist of members chosen
for their first-hand experience in artificial intelligence research and their familiarity with
the frontiers of the field. Committee member selection shall be made by the nonprofit
organization partner identified under subsection (c), in consultation with the Director of the
National Science Foundation or designee.
(e) ANNUAL MEETING.—The Director of the National Science Foundation shall
sponsor an annual meeting of recipients of the Artificial Intelligence Innovator Award and
the Artificial Intelligence Team Award, at which the award recipients shall share information
on the progress of their work.
(f) OTHER SOURCES OF FUNDING.—Nothing in this section shall be interpreted to
preclude a recipient of an Artificial Intelligence Innovator Award or an Artificial Intelligence
Team Award from pursuing supplemental government research grant or other research
support provided by individuals, nonprofits and corporations, provided that such additional
funding does not interfere with the recipient’s commitment to the research program or
require the assignment of ownership of intellectual property in a manner that would be
inconsistent with the provisions of the Bayh-Dole Act, Public Law 96-517.
(g) INDEPENDENT REVIEW.—The Director of the National Science Foundation
shall engage an independent entity to conduct a review to assess the successes and
failures of the awards program authorized by this section, evaluate the impact of the funding
level and award term on the research conducted by participants, and recommend any
needed changes to the program (including any expansion or contraction in the number of
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awards). The findings of the independent review shall be delivered to Congress not later
than seven years after the commencement of the program.
(h) AUTHORIZATION OF APPROPRIATION.—
(1) There is authorized to be appropriated for each of the fiscal years 2022
through 2028
$125,000,000 for the Artificial Intelligence Innovator Award.
(2) There is authorized to be appropriated for the Artificial Intelligence
Team Award—
(A)
$50,000,000 for fiscal year 2022;
(B)
$100,000,000 for fiscal year 2023;
(C)
$150,000,000 for fiscal year 2024;
(D)
$200,000,000 for fiscal year 2025; and
(E)
$250,000,000 for fiscal years 2026 through 2028.
Recommendation: Leverage Both Sides of the Public-Private Partnership.
Component 2: Form a Network of Regional Innovation Clusters Focused on Strategic
Emerging Technologies.
SEC.
___.—ESTABLISHMENT OF A NATIONAL NETWORK FOR REGIONAL
INNOVATION IN EMERGING TECHNOLOGIES.—
(a) ESTABLISHMENT OF NATIONAL PROGRAM OFFICE.—The Secretary of
Commerce shall establish, within the National Institute of Standards and Technology, a
National Program Office for Regional Innovation in Emerging Technologies (referred to in
this section as the ‘National Program Office’).
(b) DUTIES AND RESPONSIBILITIES.—The National Program Office, in
coordination with representatives of Federal agencies with experience in and missions
related to emerging technologies, shall—
(1) oversee the planning, development, management, and coordination of
a National Network for Regional Innovation in Emerging Technologies (referred to
in this section as the “National Network”);
(2) develop, not later than one year after the date of enactment, and update
not less frequently than once every three years thereafter, a strategic plan to
guide the development of the National Network to include identification of priority
emerging technologies critical to national security or national competitiveness;
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(3) use a competitive process to designate and provide financial assistance
to regional innovation clusters that enable United States leadership in emerging
technologies and support regional economic development throughout the United
States;
(4) establish within each regional innovation cluster in the National Network
a Technology Research Center for the purpose of facilitating collaboration among
regional innovation cluster participants;
(5) establish such procedures, processes, and criteria as may be
necessary and appropriate to coordinate the activities of the National Network and
to maximize participation in and coordination with the National Network by Federal
agencies that field or operate systems that incorporate emerging technologies;
(6) establish a clearinghouse of public information related to the activities
of the National Network; and
(7) act as a convener of the National Network.
(c) DESIGNATION OF AND FINANCIAL ASSISTANCE IN SUPPORT OF REGIONAL
INNOVATION CLUSTERS.—The National Program Office shall use a competitive process
to designate and provide financial assistance to regional innovation clusters based on the
following criteria:
(1) the equitable distribution of regional innovation clusters throughout the
United States, taking into account factors such as proximity to the research and
development facilities of Federal agencies, the level of support from state and
local governments, the presence of and value proposition for leading firms and
research institutions in relevant fields, and the size and education level of the local
workforce;
(2) the capacity of regional innovation clusters to support the research,
development, and commercialization of specific emerging technologies in areas
that are critical to United States national competitiveness; and
(3) the clear potential for future development of regional innovation clusters
that are not yet established technology hubs.
(d) TECHNOLOGY RESEARCH CENTERS.—The National Program Office shall
establish within each regional innovation cluster in the National Network a Technology
Research Center for the purpose of facilitating collaboration between regional innovation
cluster participants. The Technology Research Centers shall—
(1) form sustained partnerships with anchor institutions in the region;
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(2) host researchers on temporary assignments from Federal agencies,
establish talent exchanges with local firms and research institutions, and fund
multi-year, post-doctoral fellowships for the commercialization of research;
(3) host program managers from Federal agencies responsible for
transitioning basic research into commercially viable technologies, identifying
national security use cases and end users within the Federal Government, and
initiating new Federal Government contracts to support technology transition;
(4) facilitate low cost access by regional innovation cluster participants
to computing resources, curated datasets, testing infrastructure and ranges,
and other research and development facilities owned or operated by the Federal
government;
(5) establish intellectual property sharing agreements with regional
innovation cluster participants to encourage Federal government adoption of
commercial technologies; and
(6) when appropriate, provide for the publication of research in the open-
source domain to encourage advances in the science and technology community
more broadly.
(e) OTHER MATTERS.—
(1) RECOMMENDATIONS.—In developing and updating the strategic plan
under subsection (b)(2), the National Program Office shall solicit recommendations
and advice from a wide range of stakeholders, including industry, small and
medium-sized enterprises, research universities, community colleges, state and
local elected officials, and other relevant organizations and institutions on an
ongoing basis.
(2) REPORT TO CONGRESS.—Upon completion of the strategic plan
required by subsection (b)(2) or an update thereof, the National Program Office
shall transmit the strategic plan to the Committee on Commerce, Science,
and Transportation of the Senate and the Committee on Science, Space, and
Technology of the House of Representatives.
(3) DETAILEES.—Any Federal Government employee may be detailed to
the National Program Office without reimbursement. Such detail shall be without
interruption or loss of civil service status or privilege.
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APPENDIX D
(f) DEFINITIONS.—
(1) REGIONAL INNOVATION CLUSTER.—The term “regional innovation
cluster” means a geographically bounded network of similar, synergistic, or
complementary entities that —
(A) are engaged in or with a particular industry sector and its
related sectors;
(B) have active channels for business transactions and
communication;
(C) share specialized infrastructure, labor markets, and services;
and
(D) leverage the region’s unique competitive strengths to stimulate
innovation and create jobs.
(2) EMERGING TECHNOLOGIES.—For the purposes of this section
the term “emerging technologies” may include such technologies as artificial
intelligence, microelectronics, quantum computing, biotechnology, any associated,
enabling or successor technologies, or any technologies identified by the National
Program Office to be critical to national security or national competitiveness.
(g) AUTHORIZATION OF APPROPRIATION.—There is authorized to be
appropriated to the Secretary of Commerce to carry out this section $5,000,000 for fiscal
year 2022.
CHAPTER 14: TECHNOLOGY PROTECTION
Blueprint for Action
Recommendation: Reform CFIUS for Emerging Technology Competition.
Amend CFIUS’ authorizing legislation to require competitors to disclose investments in
“sensitive technologies” to CFIUS.
SEC. ___. REVIEW OF SENSITIVE TRANSACTIONS INVOLVING COUNTRIES OF
SPECIAL CONCERN.
(a) TECHNICAL AMENDMENTS.—Section 721(a) of the Defense Production Act
of 1950 (50 USC 4565(a)) is amended by redesignating paragraphs (4), (5), (6), (7), (8), (9),
(10), (11), (12), and (13) as paragraphs (5), (6), (7), (9), (10), (11), (12), (13), (15), and (16),
respectively.
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(b) DEFINITION OF COUNTRY OF SPECIAL CONCERN.—Section 721(a) of the
Defense Production Act of 1950 (50 USC 4565(a)) is amended by inserting after paragraph
(3) the following:
“(4) COUNTRY OF SPECIAL CONCERN.—The term “country of special
concern” means any country that is—
“(A) subject to export restrictions pursuant to section 744.21 of
title 15, Code of Federal Regulations;
“(B) determined by the Secretary of State to be a state sponsor of
terrorism; or
“(C) determined by the Committee to have a demonstrated or
declared strategic goal of acquiring a type of technology or infrastructure
that would have an adverse impact on United States leadership in areas
related to national security, and is specified in regulations prescribed by
the Committee.”
(c) DEFINITION OF SENSITIVE TECHNOLOGY.—Section 721(a) of the Defense
Production Act of 1950 (50 USC 4565(a)) is amended by inserting after redesignated
paragraph (7) the following:
“(8) SENSITIVE TECHNOLOGY.—The term ‘sensitive technology’ means
any technology that is determined by the Committee to be necessary for maintaining
or increasing the technological advantage of the United States over countries of
special concern with respect to national defense, intelligence, or other areas of
national security, or gaining such an advantage over such countries with respect
to national defense, intelligence, or other areas of national security in areas where
such an advantage may not exist, and is not a critical technology as defined in
paragraph (7) of this subsection, and is specified in regulations prescribed by the
Committee.
(d) DEFINITION OF SENSITIVE TRANSACTION INVOLVING A COUNTRY OF
SPECIAL CONCERN.—Section 721(a) of the Defense Production Act of 1950 (50 USC
4565(a)) is amended by inserting after redesignated paragraph (13) the following:
“(14) SENSITIVE TRANSACTION INVOLVING A COUNTRY OF SPECIAL
CONCERN.—The term ‘sensitive transaction involving a country of special
concern’ means any investment in an unaffiliated United States business by a
foreign person that—
“(A) is—
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“(i) a national or a government of, or a foreign entity organized
under the laws of, a country of special concern; or
“(ii) a foreign entity—
“(I) over which control is exercised or exercisable by a
national or a government of, or by a foreign entity organized under
the laws of, a country of special concern; or
“(II) in which the government of a country of special
concern has a substantial interest; and
“(B) as a result of the transaction, could achieve-—
“(i) influence, other than through voting of shares, on substantive
decision making of the United States business regarding the use,
development, acquisition, or release of sensitive technologies, as defined
in this section; or—
“(ii) access to material nonpublic technical information related to
sensitive technologies, as defined in this section, in the possession of the
United States business.”
(e) DEFINITION OF COVERED TRANSACTIONS.—Section 721(a) of the Defense
Production Act of 1950 (50 USC 4565(a)) is amended—
(1) in redesignated paragraph (5)(B)—
(A) in clause (iv)(I), by striking “or”;
(B) in clause (iv)(II), by striking the period and inserting “; or”; and
(C) by adding at the end the following:
“(III) a sensitive transaction involving a country of special
concern.”
(2) by redesignating clause (v) as clause (vi) and inserting after clause (iv)
the following:
“(v) Any sensitive transaction involving a country of special
concern.”
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(f) INFORMATION REQUIRED IN ANNUAL REPORT TO CONGRESS.—Section
721(m)(2) of the Defense Production Act of 1950 (50 USC 4565(m)(2)) is amended by
adding at the end the following:
“(L) Identification of each country designated as a country of
special concern along with an explanation of the rationale for such
designation.
“(M) Identification of each technology designated as a sensitive
technology along with an explanation of the rationale for such designation.”
(g) MANDATORY DECLARATIONS.—Section 721(b)(1)(C)(v)(IV)(bb)(AA) of the
Defense Production Act of 1950 (50 USC 4565(b)(1)(C)(v)(IV)(bb)(AA)) is amended by
inserting before the period “or is a sensitive transaction involving a country of special
concern”.
(h) CONFORMING AMENDMENTS.—Title 50, United States Code, is amended—
(1) in section 4817(a)(1)(B) by striking “section 4565(a)(6)(A)” and inserting
“section 4565(a)(7)(A)”;
(2) in section
4565(b)(4)(B)(ii)
(section
721(b)(4)(B)(ii) of the Defense
Production Act of
1950) by striking
“subsection
(a)(4)(B)(ii)” and inserting
“subsection (a)(5)(B)(ii)”;
(3) in section 4565(b)(1)(c)(v)(III)(bb)(AA) (section 721(b)(1)(c)(v)(III)(bb)
(AA) of the Defense Production Act of 1950) by striking “subsection (a)(4)(B) (iii)”
and inserting “subsection (a)(5)(B)(iii)”;
(4) in section 4565(b)(1)(c)(v)(III)(bb)(BB) (section 721(b)(1)(c)(v)(III)(bb)
(BB) of the Defense Production Act of 1950) by striking “subsection (a)(4)(B)(iii)”
and inserting “subsection (a)(5)(B)(iii)”;
(5) in section 4565(b)(1)(c)(v)(III)(cc) (section 721(b)(1)(c)(v)(III)(bb) (BB) of
the Defense Production Act of 1950) by striking “subsection (a)(4)(B)(iii)(II)” and
inserting “subsection (a)(5)(B)(iii)(II)”.
Recommendation: Build Capacity to Protect the Integrity of the U.S. Research Environment.
Establish a government-sponsored independent entity focused on research integrity.
SEC. ___.—Establishment of University Affiliated Research Center Focused on
Research Integrity.—
(a) AGREEMENT AUTHORIZED.—Not later than 180 days after the date of the
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APPENDIX D
enactment of this Act, the Secretary of Defense, acting through the Under Secretary of
Defense for Research and Engineering and in consultation with the Director of the Office
of Science and Technology Policy and other appropriate members of the Federal research
community, shall enter into an agreement with a college or university to establish a
University Affiliated Research Center to act as a center of excellence on research integrity
and provide information and advice on research security.
(b) RESEARCH PURPOSES.—The University Affiliated Research Center
established pursuant to subsection (a) shall—
(1) Maintain open source materials to serve university vetting of international
engagement and risk management, including databases and risk assessment
tools;
(2) Provide tailored guidance to research organizations for decision
support on matters related to research security and integrity;
(3) Conduct comprehensive studies and regular reports on the state of
foreign influence on U.S. research;
(4) Undertake independent investigations on research integrity;
(5) Develop education materials and tools for U.S. universities to build
annual training and compliance initiatives; and
(6) Manage dialogue with stakeholder communities and provide a venue
for information sharing among research organizations and Federal agencies.
Recommendation: Counter Foreign Talent Recruitment Programs.
Mandate and resource compliance operations.
SEC. ___.—Enhanced Review of Risk Posed by Applicants for Federal Grants.—
(a) ENHANCED REVIEW REQUIRED.—Not later than 180 days after the date of
the enactment of this Act, the Director of the Office of Management and Budget shall
revise section 200.206 of Part 2 of the Code of Federal Regulations to ensure that Federal
grant-making agencies maintain compliance operations to guard against malign foreign
talent recruitment programs and to prescribe standardized disclosure and accountability
measures to support such compliance operations.
(b) DEFINITION.—For the purposes of this section, a “malign foreign talent
recruitment program” is an effort directly or indirectly organized, managed, or funded by a
foreign government to recruit science and technology professionals or students (regardless
of citizenship or national origin) engaged in research funded by a federal agency to share
information with or otherwise act on behalf of such foreign government.
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Amend the Foreign Agents Registration Act.
SEC. ___.—AMENDMENT TO FOREIGN AGENTS REGISTRATION ACT. —Section 611
of title 22, United States Code, is amended in paragraph (1) of subsection (c) by—
(1) Striking “and” at the end of clause (iv); and
(2) Inserting at the end a new clause (v), as follows:
“(v) directly or indirectly organizes, manages, or funds an effort to recruit
science and technology professionals or students
(regardless of citizenship
or national origin) engaged in research funded by a Federal agency to share
information with or otherwise act on behalf of a foreign government; and”.
CHAPTER 15: A FAVORABLE INTERNATIONAL TECHNOLOGY ORDER
Blueprint for Action
Recommendation: Develop and Implement a Comprehensive U.S. National Plan to Support
International Technology Efforts.
Core Goal #1: Shape International Technical Standards.
Establish a grant program to enable small- and medium-sized U.S. AI companies to
participate in international standardization efforts.
SEC.
___.—SUPPORT FOR INDUSTRY PARTICIPATION IN INTERNATIONAL
STANDARDS ORGANIZATIONS.—
(a) IN GENERAL.—Not later than 180 days after the date of the enactment of
this Act, the Administrator of the Small Business Administration shall establish a program
to support participation by small business concerns in meetings and proceedings of
international standards organizations in the development of voluntary technical standards.
(b) GRANTS AUTHORIZED.—In carrying out the program authorized by
subsection (a), the Administrator shall award competitive, merit-reviewed grants, to small
business concerns to cover the reasonable costs, up to a specified ceiling, of participation
of employees of such businesses in meetings and proceedings of international standards
organizations. Participation may include regularly attending meetings, contributing
expertise and research, proposing new work items, volunteering for leadership roles such
as convenors and editors, and being early adopters of emerging standards. Recipients of
awards under this subsection shall not be required to provide a matching contribution.
(c) AWARD CRITERIA.—The Administrator may provide under this section a grant
award to covered entities that:
(1) demonstrate deep technical expertise in key emerging technologies,
including Artificial Intelligence and related technologies;
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(2) commit personnel with such expertise to regular participation in
international bodies responsible for setting standards for such technologies over
the period of the grant; and
(3) agree to participate in efforts to coordinate between the U.S.
government and industry to ensure protection of national security interests in the
setting of international standards.
(d) EVALUATION.—In issuing awards under this section, the Administrator shall
coordinate with the Director of the National Institute of Standards and Technology who
shall provide support in the assessment of technical expertise in emerging technologies
and standards setting needs.
(e) DEFINITIONS.—In this section:
(1) ADMINISTRATOR.—The term “Administrator” means the Administrator
of the Small Business Administration.
(2) COVERED ENTITY.—The term “covered entity” means a small business
concern that is incorporated in and maintains a primary place of business in the
United States.
(3) SMALL BUSINESS CONCERN.—The term “small business concern”
has the same definition as set out in section 632 of title 15, United States Code.
(f) AUTHORIZATION OF APPROPRIATION.—There is authorized to be
appropriated for fiscal year 2022 and each fiscal year thereafter $1,000,000 to carry out
the program authorized in this section.
Core Goal #2: Implement a Coordinated U.S. National Policy for the IDDI.
Create an allocated Emerging Technology Fund for foreign operations and related programs
of USAID and the Department of State.
SEC. ___.—EMERGING TECHNOLOGY FUND.—
(a) ESTABLISHMENT.—There is established within the Department of State
an Emerging Technology Fund (“Fund”) to facilitate holistic planning of digital foreign
assistance, digital development projects, emerging technology programs, and other
related initiatives of the Department of State and the United States Agency for International
Development and to ensure the efficient management, coordination, operation, and
utilization of such resources.
(b) FUNDING.—Funds otherwise available for the purposes of subsection (a) may
be deposited in such Fund.
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