Index Manuals Report to Congress on Leveraging Federal Programs to Prevent and Control Diabetes and Its Complications (2021)
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2021
Table of Contents
Executive Summary.
1
Appendices.
105
Chapter 1: Background.
6
Appendix A. National Clinical Care Commission ... 105
Chapter 2: Methods.
14
Appendix B. National Clinical Care Commission
Subcommittees
108
Chapter 3: Foundational Recommendations to
Address Diabetes.
19
Appendix C. Summary of the National Clinical Care
Commission’s Recommendations
112
Chapter 4: Population-Level Diabetes Prevention
and Control
28
Appendix D. National Clinical Care
Commission Act
139
Chapter 5: Diabetes Prevention in Targeted
Populations .
58
Appendix E. National Clinical Care
Commission Charter
143
Chapter 6: Treatment and Complications .
76
Appendix F. Acronyms and Abbreviations
149
Chapter 7: Looking Forward.
103
Appendix G. References
152
Contributions
U S Department of Health and Human Services
Designated Federal Officers
Clydette Powell, MD, MPH, FAAP
Clydette Powell, MD, MPH, FAAP
(March 2018 — September 2019)
(September 2020—February 2021, interim)
Linda Harris, PhD
Kara Elam, PhD, MPH, MS
(September 2019—February 2020, retired)
(February 2021—September 2021)
Jennifer Bishop, ScD., MPH
(February 2020—September 2020)
Technical Advisors
Clydette Powell, MD, MPH, FAAP
Richard D. Olson, MD, MPH
(February 2020—September 2020, retired)
Commission Members
William H. Herman, MD, MPH
Naomi Fukagawa, MD, PhD
Dean Schillinger, MD
(Commission Chair)
(Subcommittee Co-Chair)
Jasmine Gonzalvo, PharmD, BCPS,
Ann Albright, PhD, RD (Former
BC-ADM, CDE, LED
Pat Schumacher, MS, RD
Subcommittee Co-Chair, retired)
Carol Greenlee, MD, MACP, FACE
Donald Shell, MD, MA
Shari Bolen, MD, MPH
(Subcommittee Co-Chair)
David Strogatz, PhD, MSPH
John Boltri, MD, FAAFP
Meredith Hawkins, MD, MS
CAPT Jana Towne, RN, BSN, MHA
(Subcommittee Co-Chair)
Shannon Idzik, DNP, ANP-BC, FAAN,
Howard Tracer, MD
Ann Bullock, MD (Former
FAANP
(Subcommittee Co-Chair)
Subcommittee Co-Chair, retired)
Ellen Leake, MBA
CAPT David Wong, MD, FAAP
William Chong, MD
Barbara Linder, MD, PhD
(deployed in response to
Paul R. Conlin, MD
COVID-19)
Aaron Lopata, MD
(Subcommittee Co-Chair)
(Subcommittee Co-Chair)
CAPT Samuel Wu, PharmD
J. William Cook IV, MD, FACP
Barry Marx, MD
Ayotunde Dokun, MD, PhD, FACE
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2021
Executive Summary
The United States is confronting the COVID-19 pandemic. At the same time, another
health crisis challenges the U.S.: diabetes mellitus.* Since the last federal commission on
diabetes issued its report in 1975, the diabetes epidemic has accelerated and grown,
affecting more individuals and families, and contributing to greater health care costs. With
appropriate population-wide strategies and individual-level interventions, diabetes can be
prevented in many cases and its consequences mitigated. The 2021 National Clinical Care
Commission Report to Congress and the Secretary of Health and Human Services outlines
recommendations to leverage federal programs to prevent type 2 diabetes and control
diabetes complications. The report contains evidence-based recommendations for (1)
reducing diabetes-related risks and preventing type 2 diabetes in the general population,
(2) preventing type 2 diabetes in targeted populations at high risk for its development, and
(3) treating and managing diabetes and its complications to improve the health outcomes of
individuals with the disease. Implementation of these recommendations will help improve
the health and quality of life of millions of Americans affected by diabetes, and help control
the rising costs of diabetes and its complications in our nation.
Prevalence and Health Impact
In 2018, more than 34 million Americans (about one in 10 Americans of all ages including
one in seven adults1) had diabetes, and 88 million American adults (approximately one
in three) had prediabetes, a state of increased risk for type 2 diabetes and cardiovascular
disease in which blood glucose levels are higher than normal but not high enough to be
diagnosed as diabetes.2 If current trends continue, one in three Americans will develop
diabetes in their lifetime.3 In the U.S., diabetes is a leading cause of blindness in adults,
kidney failure, and lower-limb amputations and is a major contributor to death including
death from COVID-19. Individuals with poorly controlled diabetes have at least a two-fold
greater risk of death from COVID-19. Both diabetes and its complications are more common
and more severe in low-income Americans and Americans of color.
Economic Burden
The cost of diabetes poses a financial burden on the U.S. health care system and on society.
The total cost of diabetes was $327 billion in 2017, including $237 billion in direct medical
* Some of the issues discussed in this report are relevant to all types of diabetes, and some are specific to type
2 diabetes or type 1 diabetes. For issues and recommendations that are relevant to all types of diabetes, this
report uses the general term “diabetes.” For statements that are specific to type 1 or type 2 diabetes, this report
uses the term “type 1 diabetes” or “type 2 diabetes.”
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costs and $90 billion in reduced productivity.2 About 67% of diabetes costs were paid by
Medicare and Medicaid.4 Caring for people diagnosed with diabetes accounts for one of
every four health care dollars, making diabetes the most costly chronic condition in the
U.S.4, 5
Diabetes Is a Medical and a Societal Problem
Type 2 diabetes can be prevented in many cases and medical care can help individuals with
diabetes avert many of its complications. However, the social and environmental conditions
that shape people’s daily experiences have a huge impact on whether people will develop
diabetes or suffer from its consequences. Thus, the Commission approached its charge
through the lens of a socioecological and an expanded chronic care model. It was clear
that diabetes in the U.S. cannot simply be viewed as a medical or health care problem, but
also must be addressed as a societal problem that cuts across many sectors, including food,
housing, commerce, transportation, and the environment. The Commission believes that
to effectively improve the health outcomes of people at risk for or affected by diabetes,
all of these elements must be taken into account. As a result, many of the Commission’s
recommendations are aligned with what is known as a “health-in-all-policies” approach.
The Commission’s Recommendations
Based on the information gathered and synthesized through a federal data call, stakeholder
input, public comments, and extensive literature searches and reviews, the Commission
developed evidence-based, actionable recommendations to address (1) diabetes
prevention and control in the general population, (2) diabetes prevention in populations
who are at high risk of developing type 2 diabetes, and (3) treatment of diabetes and its
complications.
Overarching Recommendations
Historically, diabetes prevention and treatment have been considered to be medical
problems requiring medical treatment. Limited attention has been paid to the social and
environmental conditions that contribute to diabetes and make managing diabetes more
challenging.
To improve diabetes awareness, prevention, and treatment, additional federal efforts are
needed to improve access to health care, address the social determinants of health, and
improve trans-agency collaboration. Accordingly, to formulate its recommendations, the
National Clinical Care Commission focused on each of these cross-cutting issues and made
the following recommendations:
• To coordinate and monitor federal efforts relevant to diabetes and to ensure trans-
agency collaboration, an Office of National Diabetes Policy should be created and
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given responsibility to develop and implement a national diabetes strategy across
health care and non-health focused federal agencies.
• Federal policies and programs should ensure that people at risk for or with
diabetes have access to comprehensive, high-quality, and affordable health care.
• Health equity should be considered in every new or existing federal policy or
program that impacts people at risk for or with diabetes. This is essential to
eliminate unintended and adverse impacts on health disparities.
Recommendations for Diabetes Prevention in the
General Population
To delay, prevent, and control diabetes, and to reduce racial, ethnic, and income-
related disparities in diabetes outcomes, changes need to take place in the social and
environmental contexts in which U.S. residents live, learn, work, and play. Fostering such
change cannot be left only to those federal agencies that are accountable for health care.
Large-scale success can only be achieved by also engaging those federal agencies whose
primary focus is not on health but whose policies and programs play an important role
in shaping the social and environmental contexts that influence diabetes incidence and
complications.
To address this critical need, the National Clinical Care Commission recommends
• Updating and increasing funding to the U.S. Department of Agriculture’s nutrition
assistance programs to promote both food security and dietary quality;
• Increasing breastfeeding rates through effective federal programs and paid
maternity leave;
• Implementing federal strategies to encourage the consumption of water over
sugar-sweetened beverages in the U.S. population;
• Updating the Food and Drug Administration’s food labeling policies and practices
to prevent and control diabetes;
• Providing the Federal Trade Commission with the authority and resources to
regulate the food and beverage industry’s marketing and advertising to children;
• Modifying federal department and agency policies to reduce environmental
exposures associated with diabetes in the ambient environment (air, water, land,
and chemical) and improve the built environment by enhancing walkability, green
spaces, physical activity resources, and active transport opportunities;
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• Expanding housing opportunities in health-promoting environments for low-
income individuals and families through the Department of Housing and Urban
Development’s programs; and
• Optimizing and expanding research programs that will enhance our understanding
of the social and environmental conditions associated with a greater risk of
diabetes and its complications, and evaluating the effects of changes in these
conditions on diabetes-related outcomes.
Recommendations for Diabetes Prevention in People
at High Risk
The Commission focused on several factors that have the greatest likelihood of preventing
the development of type 2 diabetes and its complications in those who are at high risk
for type 2 diabetes, specifically people with prediabetes. There are effective methods, in
particular lifestyle change programs, for reducing the risk of developing type 2 diabetes.
However, 85% of the 88 million Americans with prediabetes are not aware they have the
condition, and most people with prediabetes are not engaged in preventive interventions.
The Commission recommends
• Increasing awareness of prediabetes and availability of effective lifestyle
intervention programs, in particular the National Diabetes Prevention Program
(National DPP);
• Promoting better coverage of screening tests for prediabetes; and
• Adopting clinical quality measures that support screening for prediabetes and
targeted interventions to delay or prevent type 2 diabetes.
The Commission also recommends improving access to, participation in, and sustainability
of type 2 diabetes prevention interventions. These recommendations include
• Providing adequate insurance coverage for all effective delivery modalities for
diabetes prevention (that is, in-person, telehealth, and virtual);
• Approving the Medicare Diabetes Prevention Program (MDPP) as a permanent
covered benefit;
• Continuing efforts to streamline the recognition and payment processes for type 2
diabetes prevention programs;
• Improving payment models and payment levels for MDPP providers;
• Incentivizing state Medicaid programs to provide coverage for the National DPP;
and
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• Providing additional support for federal programs that focus on type 2 diabetes
prevention.
The Commission also recommends supporting research to develop new and better
methods for preventing both type 1 and type 2 diabetes.
Recommendations for Diabetes Treatment and Complications
The Commission focused on several factors that have the greatest likelihood of improving
the delivery of high-quality care to all persons with diabetes. The biggest gap in diabetes
treatment and preventing its complications is mismatch between available resources and
the needs of persons living with diabetes. The Commission’s recommendations for diabetes
treatment and complications are designed to bridge this gap.
• At the patient level, the Commission recommends reducing barriers and
streamlining administrative processes for receipt of diabetes self-management
training and diabetes technologies and devices, expanding access to virtual care,
and ensuring insulin is affordable and accessible.
• At the practice level, the Commission recommends enhancing programs that
support team-based care and developing capacity to support technology-enabled
interventions.
• At the health care system level, the Commission recommends aligning health care
workforce needs with programs funded by the Department of Health and Human
Services.
• At the health policy level, the Commission recommends ensuring pre-deductible
insurance coverage for high-value diabetes treatments and services and
developing a quality measure that enhances patient safety and reduces risk of
hypoglycemia.
The Commission also identified several areas that need additional research.
To improve the health outcomes and quality of life of individuals at risk for or with diabetes;
to protect the wellbeing of all American people; and to control our nation’s rapidly rising
health care cost, the Commission urges Congress and the Secretary of Health and Human
Services to take action to make certain that the Commission’s recommendations are
implemented and the results monitored.
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Chapter 1: Background
Diabetes in the United States
Diabetes Mellitus
Diabetes mellitus is a heterogeneous group of disorders characterized by high blood
glucose levels (hyperglycemia). Most people with diabetes can be classified as having type
1 diabetes or type 2 diabetes.
Type 1 diabetes accounts for five to 10 percent of diabetes in the U.S. It tends to affect
children and adolescents but it may be diagnosed at any age. In type 1 diabetes,
destruction of the insulin-producing cells in the pancreas leads to insulin deficiency. At
clinical presentation, people with type 1 diabetes often have marked hyperglycemia and
its attendant symptoms and signs including increased thirst, increased urination, and
unintentional weight loss. When a person is symptomatic, the fasting plasma glucose is
usually unequivocally elevated and the diagnosis of diabetes is straightforward. Insulin is
the only therapy for type 1 diabetes and it is necessary for survival.
Type 2 diabetes accounts for 90% to 95% of diabetes in the U.S. Racial and ethnic minority
populations are at substantially increased risk for type 2 diabetes as are older adults
and those with obesity, hypertension, high triglyceride and low high-density lipoprotein
(HDL) cholesterol levels, and family histories of type 2 diabetes. Women with histories
of gestational diabetes are also at substantially increased risk. Type 2 diabetes is often
preceded by prediabetes, a state of increased risk for type 2 diabetes and cardiovascular
disease where blood glucose levels are higher than normal but not high enough to
diagnose diabetes. Type 2 diabetes is caused by a combination of resistance to insulin
action and inadequate compensatory insulin secretion. In type 2 diabetes, hyperglycemia
sufficient to cause complications affecting the eyes, kidneys, and nerves may be present
without clinical symptoms. During this asymptomatic period, prediabetes and type 2
diabetes may be diagnosed by measuring fasting plasma glucose, plasma glucose after
an oral glucose load, or hemoglobin A1c (HbA1c), a measure of average glucose levels
over the preceding three months. Both lifestyle interventions and medications can delay or
prevent progression from prediabetes to type 2 diabetes, and both lifestyle interventions
and an array of oral and injectable medications, including insulin, may be needed to control
blood glucose levels in type 2 diabetes.
Some of the issues discussed in this report are relevant to all types of diabetes, and some
are specific to type 2 diabetes or type 1 diabetes. For issues and recommendations that
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are pertinent to all types of diabetes, this report uses the general term “diabetes.” For
statements that are specific to type 1 or type 2 diabetes, this report uses the term “type 1
diabetes” or “type 2 diabetes.”
Diabetes Prevalence
Someone in the U.S. is diagnosed with diabetes every 20 seconds. In 2018, more than 34
million Americans (about one in 10 Americans of all ages2, 6 including one in seven adults1)
had diabetes. Of these, 26.9 million were diagnosed and 7.3 million were undiagnosed. In
addition, 88 million American adults (more than one in three) had prediabetes.2
The prevalence of diabetes increases with age such that 24.2 million or more than one in
four Americans 65 years of age and older have diabetes. In recent years, the prevalence
of both type 1 and type 2 diabetes has increased substantially among American youth.7 In
2016, nearly one in five adolescents had prediabetes, increasing their risk of developing
type 2 diabetes, comorbidities, and complications.8 Type 2 diabetes is more common
among low-income people and people of color, in whom prevalence rates are often twice
of their white counterparts. As such, diabetes is an important contributor to health inequities
in the U.S. If current trends continue, one in three Americans will develop diabetes during
their lifetimes.3 One of five Americans with type 2 diabetes and four of five Americans with
prediabetes are unaware of their condition.
The increasing prevalence of type 2 diabetes in the U.S. has been associated with dramatic
increases in the prevalence of obesity, which, like type 2 diabetes, can result from unhealthy
social and environmental conditions. In 1975, 14.5% of U.S. adults had obesity and 1.3%
had extreme obesity.9 By 2020, 42.4% of U.S. adults had obesity and nearly 10% had severe
obesity.10 Rates of childhood obesity have also increased over the years, with nearly 20% of
American youth two to 19 years of age having obesity.11
Health Impact
Diabetes can affect the whole body. It is associated with a two- to four-fold increased risk of
cardiovascular disease, including stroke and heart attack, and causes unique complications
affecting the eyes (diabetic retinopathy), kidneys (diabetic nephropathy), and nerves
(diabetic neuropathy). In the U.S., diabetes is the number one cause of adult blindness,
kidney failure, and lower-limb amputations, and is a major contributor to heart disease and
death. Diabetes also contributes to death from infectious diseases. As an example, diabetes
increases the risk of death from COVID-19 by two- to three-fold.
Economic Burden
The cost of diabetes in the U.S. is enormous and poses a substantial burden to the health
care system and to society (Figure 1). The total cost of diabetes in 2017 was estimated to
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be $327 billion. This included $237 billion in direct medical costs (the costs of medical
care for people with diabetes) and $90 billion in indirect costs (the costs to society of lost
productivity due to illness, disability, and premature mortality).2 Two-thirds of direct costs
of diabetes were paid by Medicare or Medicaid.4 Caring for people with diabetes in the
U.S. accounted for one of every four health care dollars, making diabetes the most costly
chronic disease.4, 5
Figure 1. Change in total economic costs of diabetes in the United States, adjusted for
inflation, 2007-20174
History of Federal Efforts to Combat Diabetes in the
U.S.
In 1974, “The National Diabetes Mellitus Research and Education Act” (Public Law 93-
354) established the National Commission on Diabetes. It formulated the Long-Range
Plan to Combat Diabetes in the United States.12 The plan and subsequent federal actions
made a substantial impact on diabetes research, diabetes programs, and treatment for
diabetes and its complications. Basic biomedical research advanced knowledge of the
fundamental causes of diabetes and its complications and facilitated the development of
effective new therapies. Clinical trials proved that hyperglycemia causes the microvascular
and neuropathic complications of type 1 diabetes, and that intensive diabetes treatment
can delay or prevent those complications.13 Similarly, the Diabetes Prevention Program
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demonstrated the effectiveness of intensive lifestyle intervention and metformin to delay
or prevent the development of type 2 diabetes in high-risk individuals with prediabetes.14
Advances have also been made in devices and technologies to improve glucose control,
including insulin pumps and continuous glucose monitors. Exciting new treatments have
been developed to reduce the incidence of blindness, end-stage kidney disease, and
amputations.
The Long-Range Plan also helped establish several federal programs to address diabetes
and its complications. The National Institutes of Health (NIH) established Diabetes
Research and Training Centers to conduct research in diabetes, expand the diabetes
workforce, offer training programs, and provide continuing education. More recently, NIH’s
Centers for Diabetes Translational Research have facilitated translation of research into
community practice. The Centers for Disease Control and Prevention (CDC), the Veterans
Health Administration, and the Indian Health Service also established diabetes health
care, education, and control programs. Additionally, the National Diabetes Information
Clearinghouse and the National Diabetes Data Group provided accurate statistics on
diabetes to support public policy.
In the mid-1970s, CDC funded a demonstration project to build the infrastructure for
Diabetes Prevention and Control Programs in seven states. Over the ensuing two decades,
these programs expanded to include all 50 states, the District of Columbia, and several
U.S. territories and freely associated states in the Pacific and the Caribbean. In 1995, CDC
published the first National Diabetes Fact Sheet with the collaboration and consensus of
more than 10 federal agencies and national diabetes organizations. Today, CDC’s interactive
U.S. Diabetes Surveillance System documents the public health burden of diabetes and its
complications at the national, state, and county levels. In 1998, CDC and NIH began the
SEARCH for Diabetes in Youth Program to address the emerging public health problem of
type 2 diabetes in children and adolescents and the Translating Research Into Action for
Diabetes (TRIAD), a study of diabetes quality of care, costs, and outcomes in the U.S. CDC
and NIH also co-funded the NEXT-D Initiative to evaluate the effects of type 2 diabetes-
related health policies and interventions on various populations. In response to findings
from the Diabetes Prevention Program (DPP) and subsequent translation studies, CDC
launched the National DPP in 2012, with the goal of building a nationwide delivery system
for an evidence-based lifestyle change program to prevent or delay the onset of type 2
diabetes in adults with prediabetes.
Remaining Challenges and Emerging Threats
Although the National Commission on Diabetes stimulated progress, it has been nearly
50 years since it issued its report, and there is an urgent need to reassess and update
the federal response to the diabetes epidemic. It is time to consider how the federal
government can initiate or expand programs and policies to more effectively address the
growing problem of diabetes in the U.S.
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There has been increasing recognition that social and environmental factors influence the
risk of type 2 diabetes and make controlling diabetes more challenging.15 Individuals who
have less education, lower incomes, more food and housing insecurity; and who live in rural
areas have higher rates of type 2 diabetes and worse diabetes outcomes. Higher type 2
diabetes risk and worse diabetes outcomes are also associated with physical environments
that lack adequate playgrounds, parks, walkability, and transportation. Poor social cohesion,
marginalization, and poverty are also associated with diabetes risk.
Efforts to translate the advances in diabetes treatment into routine clinical practice have also
stalled. Only one in four adults with diabetes achieves recommended standards of diabetes
care,16 and this level of performance has remained unchanged since 2012.17 In addition, the
improvements in diabetes care have not been evenly distributed across the U.S. population.
The same racial and ethnic minority groups and lower-income individuals who experience
higher type 2 diabetes prevalence often have higher rates of preventable and costly
complications, including heart attacks, strokes, blindness, kidney failure, and amputations.
In the U.S., more than half of the preventable burden of diabetes is attributable to the
non-clinical social and environmental factors that shape health behaviors.15, 18, 19 The other
half is attributable to lack of access to affordable, quality care and to failings in the design
of our current health care delivery system—one that is more geared to reactive, acute care
than to proactive, team-based care. National efforts to prevent and treat diabetes have
been hindered by (1) failure to address social determinants of health; (2) lack of directives
for trans-agency engagement of non-health federal agencies and insufficient coordination
among all federal agencies (non-health and health agencies); and (3) persistent gaps in
access to health care.
Establishment of and Charge to the Natonal Clinical
Care Commission
In 2018, in response to the National Clinical Care Commission Act (Public Law 115-
80), the Secretary of Health and Human Services established the National Clinical Care
Commission.20 The Commission included 12 special government employees and 11
individuals representing relevant federal agencies, who collectively provided expertise in
the prevention, care, and epidemiology of diabetes and its complications. The Commission
was charged with evaluating and making recommendations to Congress and the Secretary
of Health and Human Services regarding:
1. Federal programs of the Department of Health and Human Services that focus
on preventing and reducing the incidence of complex metabolic or autoimmune
diseases resulting from issues related to insulin that represent a significant disease
burden in the United States, which may include complications due to such diseases;
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2. Current activities and gaps in federal efforts to support clinicians in providing
integrated, high-quality care to individuals with the diseases and complications;
3. The improvement in, and improved coordination of, federal education and
awareness activities related to the prevention and treatment of the diseases and
complications, which may include the utilization of new and existing technologies;
4. Methods for outreach and dissemination of education and awareness materials that
a. Address the diseases and complications;
b. Are funded by the federal government; and
c. Are intended for health care professionals and the public; and
5. Whether there are opportunities for consolidation of inappropriately overlapping
or duplicative federal programs related to the diseases and complications.
The Natonal Clinical Care Commission’s Approach to Its Charge
The National Clinical Care Commission’s approach to its charge recognized that diabetes
in the U.S. is not simply a health condition that requires medical care but also is a
societal problem that requires a trans-sectoral approach to prevention and treatment.
Accordingly, the Commission approached its duties using a framework that combines the
Socioecological Model21 and the Chronic Care Model22 (see Figure 2).
The socioecological model highlights how societal factors, environmental exposures,
community attributes, and group characteristics interact to influence the health of
individuals. It is not possible to fully understand or improve health outcomes without taking
into account all of these elements. Sectors of influence considered by the socioecological
model include government, economic development, industry, labor, education, food
systems, the environment, housing, transportation, and communication and marketing.
Supportive environments at the community, worksite, school, and home levels also influence
individual health. And individual factors, including psychosocial factors, stress, trauma, diet,
physical activity, age, sex, and socioeconomic position further influence health.
Preventing and successfully treating diabetes is impossible if individuals do not have
access to comprehensive, affordable, and high-quality health care. The Chronic Care
Model identifies six categories of clinical practice change that can lead to improvements in
health outcomes for people with diabetes. These elements are (1) organizational support,
(2) clinical information systems, (3) delivery system design, (4) decision support, (5) self-
management support, and (6) community resources.
Those elements that are common to both community and clinical settings include health
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literacy, access to services and care, self-management support, organized peer support, and
the negative impact of discrimination.
Figure 2. The National Clinical Care Commission Framework for Diabetes Prevention and
Control: The Combined Socioecological and Chronic Care Model for Diabetes
The logic of the National Clinical Care Commission Framework is that diabetes can
be prevented or controlled only through supportive policies, social conditions, and
environments and by promoting more prepared, proactive health systems and practice
teams that enable informed and activated patients. The intended outcomes of these
structures and processes include improved clinical outcomes and quality of life for
individuals at risk for or with diabetes; better diabetes-related population health; and
greater diabetes-related health equity.
In the chapters that follow, the Commission first provides a set of overarching
recommendations that address federal efforts to ensure coordination of federal policies
and programs to improve the social and environmental conditions that influence diabetes
risk and outcomes, promote access to health care, and advance health equity. The
subsequent recommendations of the Commission are structured around the work of three
subcommittees that have addressed (1) diabetes prevention and treatment through federal
policies and programs that affect the general population; (2) diabetes prevention through
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federal policies and programs that target individuals at high risk for type 2 diabetes; and (3)
federal policies and programs that can improve the treatment and reduce the complications
of diabetes. Each of these subcommittees also has addressed unmet research needs.
Finally, the Commission provides a matrix that summarizes all of its recommendations,
explicitly defining how, within its framework, the Commission has addressed each of the
specific duties stated in its charge.
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Chapter 2: Methods
To develop evidence-based, actionable recommendations to Congress and the Secretary
of Health and Human Services (HHS), the National Clinical Care Commission formed three
subcommittees and gathered information through a federal data call, a systematic literature
search and review, stakeholder input, and public comments.
Commission Structure
Membership
The National Clinical Care Commission consisted of 23 members: 12 non-federal members
representing diverse disciplines and views and 11 ex-officio federal members. The
non-federal members included primary care physicians, clinical endocrinologists, non-
physician health care professionals, clinical pharmacists, patient advocates, and public
health experts. The federal members represented the Centers for Medicare & Medicaid
Services, the Agency for Healthcare Research and Quality, the Centers for Disease Control
and Prevention, the Indian Health Service, the Department of Veterans Affairs, the National
Institutes of Health, the Food and Drug Administration, the Health Resources and Services
Administration, the Department of Defense, the Department of Agriculture, and the Office
of Minority Health. (See Appendix A: Commission Members).
Commission Chair and Subcommittees
At its first public meeting on October 31, 2018, the Commission elected a Chair and
discussed potential focus areas to establish subcommittees. After the meeting, the
Commission refined their focus areas and established four subcommittees.
• Prevention—General Population Subcommittee
• Prevention—Targeted Population Subcommittee
• Treatment and Complications Subcommittee
• Case Finding, Outreach, and Education Subcommittee
Commission members volunteered to participate in at least one of the subcommittees.
Each subcommittee had two volunteer co-chairs: one public member and one federal
Commission member (see Appendix B: Subcommittees).
As the subcommittees gathered information and prepared to develop draft
recommendations, it became clear that the work of the Case Finding, Outreach, and
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Education Subcommittee overlapped with the other three subcommittees. To reduce
duplication, the Commission decided in May 2019 to dissolve the Case Finding, Outreach,
and Education Subcommittee and address outreach- and education-related topics through
the other three subcommittees. Members of the Case Finding, Outreach, and Education
Subcommittee volunteered to join other subcommittees.
Information Gathering and Assessment
The Commission collected information on federal policies and programs relevant to
diabetes through a formal data call, literature searches, key informant and stakeholder input,
and public comments. The Commission also developed an overarching National Clinical
Care Commission Framework for Diabetes Prevention and Control and reviewed relevant
research that could inform their recommendations (see Figure 2, Chapter 1).
Each subcommittee developed a framing statement, identified priority focus areas,
reviewed federal agencies’ responses to the data call, sought clarifications and additional
information from the agencies, consulted subject matter experts, and conducted literature
searches. The subcommittees conducted regular meetings to hear stakeholder and expert
presentations and to discuss progress.
Relevant Agencies
To meet its charge, the Commission reviewed relevant programs and policies of federal
agencies and departments that deliver or pay for health care, conduct diabetes-related
research, perform administrative roles that impact diabetes care, or support diabetes-
related public health efforts. Recognizing that the diabetes epidemic in the U.S. is driven
in part by socioeconomic and environmental factors, the Commission also obtained
information from non-health agencies whose policies and programs affect diabetes risk. The
Commission considered the policies and programs of the following agencies relevant to
diabetes risk, prevention, and treatment.
Health Agencies
• Administration for Children and
• Department of Veterans Affairs
Families
• Food and Drug Administration
• Agency for Healthcare Research and
• Health Resources and Services
Quality
Administration
• Centers for Disease Control and
• Indian Health Service
Prevention
• National Institutes of Health
• Centers for Medicare & Medicaid
• Office of Minority Health
Services
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Non-Health Agencies
• Department of Agriculture
• Department of Treasury
• Department of Defense
• Environmental Protection Agency
• Department of Education
• Federal Bureau of Prisons
• Department of Housing and Urban
• Federal Communications
Development
Commission
• Department of Labor
• Federal Trade Commission
• Department of Transportation
Federal Data Call and Presentations
To gather information on federal policies, programs, and research relevant to diabetes, the
Commission developed a survey to systematically collect information. The data call was
distributed at the end of 2019 to the following agencies and departments.
• Centers for Medicare & Medicaid
• Agency for Healthcare Research and
Services
Quality
• Centers for Disease Control and
• Health Resources and Services
Prevention
Agency
• National Institutes of Health
• Indian Health Service
• Food and Drug Administration
• Federal Bureau of Prisons
• Office of Minority Health
• Department of Agriculture
• Department of Veterans Affairs
• Department of Defense
All of the agencies and departments that received the data call provided responses in the
first quarter of 2020. The subcommittees reviewed the agencies’ responses. When needed,
the subcommittees sought clarifications and requested additional information from the
agencies.
The subcommittees also reached out to relevant agencies and departments that did not
receive the data call. Agencies and departments that responded to the Commission’s
request and provided information through presentations and written communications
include the Administration for Children and Families, the Environmental Protection
Agency, the Federal Communications Commission, the Federal Trade Commission, and the
Department of Transportation.
The information gathered through the data call, subsequent communications, and
presentations helped the subcommittees formulate their recommendations.
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Literature Search and Review
Each subcommittee developed a list of questions to guide literature searches relevant to
their focus areas. Librarians at NIH conducted a series of literature searches based on these
questions and identified an extensive list of peer-reviewed publications. Subcommittees
reviewed the publications relevant to their work and used the findings to assess the federal
programs and develop recommendations.
Stakeholder Input
The subcommittees identified several stakeholder organizations whose missions
overlapped with the Commission’s charges. Input from these stakeholders was sought
through conference calls and written communication. Some stakeholders also provided
comment at the Commission’s public meetings and in response to Federal Register Notices.
In May 2021, the Commission sent their draft recommendations to all stakeholders with
whom subcommittees had interacted for their review and comment. The subcommittees
reviewed and discussed stakeholders’ written comments, and addressed them in their
recommendations or in the report, when appropriate.
Key Informant Presentations
The subcommittees also consulted key informants whose subject matter expertise was
relevant to the work of the subcommittees. From 2019 to May 2021, the Commission
consulted more than 50 experts through conference calls and written communication.
Public Comments
In compliance with Federal Advisory Committee Act (FACA) requirements, the Commission
provided the public with opportunities to provide comments through several channels.
• Verbal comments at Commission public meetings: At Commission public meetings,
time was allocated for the public to provide comments. Each individual had three
minutes to provide oral comments.
• Written comments submitted prior to Commission’s public meetings: Prior to each
Commission meeting, the public was invited to send written comments to the
Commission. This mechanism provided an opportunity for the public to share their
views and insights without attending the meeting.
• Email comments: The public had an opportunity to send written comments to the
Commission at OHQ@hhs.gov.
• Formal solicitation of public comment: The Commission sought public comment
through Federal Register Notices. Responses were submitted through
regulations.gov.
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The subcommittees reviewed all the public comments received and addressed them, when
appropriate, in their report and recommendations.
Work Process
The subcommittees met regularly and used an iterative process to refine priority
focus areas; discuss ideas for recommendations; and review, discuss, and revise draft
recommendations. The subcommittees reported their progress, shared their findings, and
presented draft recommendations at the Commission’s public meetings. Commission
members asked questions, provided input, and suggested changes to refine the
recommendations.
The subcommittees presented their recommendations at the Commission’s public meeting
on June 22, 2021. Commission members voted on the recommendations and formed
writing groups to write its final report to Congress.
On September 8, 2021, the Commission met to review and vote on their final
recommendations and report to Congress and the HHS Secretary. After suggesting minor
editorial revisions, Commission members unanimously voted to approve the final report
and recommendations.
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Chapter 3: Foundational
Recommendations to Address
Diabetes
Background
The charge to the National Clinical Care Commission is to evaluate and make
recommendations regarding improvements to the coordination and leveraging of programs
and policies within HHS and other federal agencies to improve the awareness, prevention,
and treatment of diabetes and its complications. Historically, the prevention and treatment
of diabetes have been considered to be medical problems requiring medical interventions.
However, it is clear that social determinants of health, lack of federal trans-agency
collaboration, and barriers to accessing care also impact diabetes prevention and treatment.
Accordingly, the National Clinical Care Commission formulated recommendations to
address social and environmental factors relevant to diabetes, trans-agency collaboration,
access to health care, and health equity.
Recommendations
Focus Area 1. Address Social Determinants of Health and
Improve Trans-Agency Collaboration
Background
In the U.S., type 2 diabetes is more common and diabetes is more consequential among
communities of color; those who live in rural areas; and those with less education, lower
incomes, and lower health literacy.2 As early as 2012, the American Diabetes Association
(ADA), the Endocrine Society, the American College of Physicians, the American Academy
of Pediatrics, the Society of General Internal Medicine, and the National Academy of
Medicine published statements and issued calls to action to address social determinants
of health (SDOH) at the individual, organizational, and policy levels.21 In 2021, ADA also
published a scientific review describing the associations between SDOH and diabetes risk
and outcomes.15 That review focused on socioeconomic status, health literacy, the food
environment and food insecurity, and neighborhood and physical environments, among
other topics.
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Socioeconomic position
Education, income, and occupation are strong predictors of the onset and progression of
type 2 diabetes. In the U.S., the age-adjusted prevalence of diagnosed type 2 diabetes is
75% higher for those with less than a high school education and 33% higher for those with
a high school education compared to those with more than a high school education. Having
a college education or more is associated with the lowest risk of type 2 diabetes. Compared
to those with high incomes, the prevalence of diabetes is 100% higher for those classified
as poor, 74% higher for those classified as near poor, and 40% higher for those classified
as middle income. Similarly, occupation as assessed by employment status (employed vs.
unemployed), job stability, job type, and working conditions shows graded associations with
diabetes prevalence and complications. Rural areas have higher age-adjusted prevalences
of type 2 diabetes than urban areas, and adults with diabetes in rural areas have had less
improvement in cardiovascular risk factors and have less access to preventive services than
their urban counterparts.23 Many of these factors have been associated with a higher risk of
progression to type 2 diabetes among individuals with prediabetes.
Health literacy
Health literacy is defined as the degree to which individuals can find, understand, and
use services to inform health-related decisions and actions.24, 25 Nearly half of individuals
living with diabetes have limited health literacy. Individuals with type 2 diabetes who are
beneficiaries of federally-funded programs, including Medicare and Medicaid, have higher
rates of limited health literacy, as do racial and ethnic minority groups disproportionately
affected by diabetes, and those with limited educational attainment.26, 27 Individuals with
limited health literacy have less awareness of evidence-based strategies to prevent diabetes
and, among those with diabetes, less awareness of and ability to implement evidence-
based strategies to manage diabetes and prevent its complications.28 Limited health
literacy has been shown to independently contribute to type 2 diabetes incidence. Among
individuals with diabetes, it is also associated with worse diabetes control and higher
complication rates.
The food environment
Key dimensions of the food environment include food availability, accessibility, affordability,
and quality, as well as the marketing and commercial influences that drive consumption.
The food environment influences people’s food and beverage choices, diet quality, and
nutritional status. Marginalized communities are more likely to have poor access to healthy
foods but abundant access to energy-dense foods that are low in nutritional quality. They
are also more likely to be exposed to the marketing of such foods. Greater access to healthy
food outlets, higher availability of grocery stores and full-service restaurants, and lower
availability of convenience stores and fast-food restaurants are associated with lower rates
of type 2 diabetes.15
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Food insecurity
Food insecurity29, 30 (the limited or uncertain ability to reliably access safe and
nutritious food) is now recognized as a common and potent risk factor for developing type
2 diabetes and its complications and is a contributor to socioeconomic, racial, and ethnic
disparities in diabetes outcomes. Food insecurity compels individuals and families to
consume low-cost, carbohydrates- and energy-dense (high calorie) foods that increase the
risk of type 2 diabetes and make the clinical management of diabetes more challenging.
Food insecurity further forces individuals with diabetes to make difficult choices among
paying for food, housing, monitoring devices, medicines, and medical care. Finally,
populations with food insecurity may be predisposed to transmitting increased risk of type 2
diabetes across generations, in part through abnormal metabolic programming that occurs
in the fetus of the pregnant woman with food insecurity before birth.
The built environment
The neighborhoods and physical environments in which people live and work such as
buildings, streets, and open spaces have major impacts on their health. Neighborhood
walkability and access to green spaces are associated with physical activity and diabetes
outcomes.31-34 Residential segregation by socioeconomic position, race, and ethnicity
produces patterns of unequal resource distribution that create and perpetuate health
inequities.
Housing instability refers to a spectrum of conditions that range from homelessness,
suffering evictions and frequent moves, having trouble paying rent, and living in crowded
conditions. Housing instability makes it difficult to attend to preventive services and
self-care, leading to worse prevention and control of diabetes and a higher likelihood
of complications.35-37 In 2020, over 560,000 people in the U.S. were homeless. African
Americans accounted for 40% of people experiencing homelessness and Hispanics or
Latinos comprised 22% of the homeless population.38 Among individuals with diabetes
seen in community health centers, over one-third reported housing instability. In the
Veterans Affairs (VA) health care system, veterans with diabetes experiencing homelessness
had significantly worse glucose control than those who were housed.37
The ambient environment
Toxic environmental exposures are also associated with diabetes risk. Exposures can be
naturally occurring (for example, arsenic in water) or introduced into the environment
through human activity (for example, secondhand smoke, air pollution, industrial waste,
exposure to endocrine-disrupting chemicals).39-41 Marginalized communities in the U.S.
are disproportionately exposed to environmental agents associated with diabetes.42-44
Explanatory factors include closer proximity of underserved neighborhoods to pollution
sources, poor enforcement of regulations, and inadequate responses to community
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21
complaints. Industrial pollution of private wells is an important source of water
contamination in Native American Indian communities. Both food packaging from canned
foods and the release of chemicals from plastic packaging are important sources of
exposure to endocrine-disrupting chemicals linked to diabetes.40
Rationale
The role of non-health federal agencies
To prevent and control diabetes, and to reduce health disparities, changes need to take
place in the social and environmental contexts in which U.S. residents live, learn, work,
and play. The fact that the social and environmental factors fuel the diabetes epidemic
make many patients and clinicians feel unsupported in their attempts to prevent and treat
diabetes. Implementing changes in federal agencies that are accountable for health care
concerns is not sufficient to address diabetes. Federal agencies that are considered to be
“non-health”-focused but have a role in shaping the social and environmental contexts
must also be involved. These include agencies responsible for domains as varied as food
and agriculture, education, housing, transportation, trade and commerce, and food and
drugs.
While most developed nations affirmatively address diabetes through trans-sectoral
governmental activities, the U.S. has not. The U.S. lacks adequate structures, policies, and
practices to coordinate strategic planning across health and non-health agencies. What
little work has been done to facilitate trans-agency action around diabetes prevention and
treatment has been of a pilot nature and lacks scale. There is an untapped opportunity to
better leverage the efforts of federal agencies, and increase coordination among them to
achieve the outcomes called for in the National Clinical Care Commission charter.
Policies and programs emanating from non-health-related federal agencies have
often been enacted without considering their impact on diabetes. To date, the federal
government has not implemented a “Health-in-All Policies” (HiAP) approach to ensure
coordination among non-health- and health-related federal agencies whose work is relevant
to diabetes. HiAP is an evidence-based collaborative approach that articulates health
considerations and integrates them into policies across sectors to improve the health
of all people and communities. HiAP can promote diabetes prevention and control by
influencing policies and practices of non-health agencies.
Health Impact Assessments (HIAs) are a widely accepted and evidence-based approach to
promote HiAP. HIAs use an array of data sources, analytic methods, and input to determine
the potential effects of proposed “non-health” policies, plans, programs, or projects on the
health of the population and the distribution of health effects across the population. HIAs
also provide recommendations on monitoring, managing, and mitigating adverse health
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effects. Despite recommendations from the Centers for Disease Control and Prevention
(CDC) that state and local governments adopt a HiAP approach, there has been no
targeted or sustained effort to advance a HiAP agenda or employ HIAs at the federal level,
either within or across federal agencies. There is no mandate that HIAs be considered
at the legislative stage or that federal agencies adopt a HiAP process at the rulemaking
stage. As a result, many non-health-related federal agencies may implement policies and
programs that are antithetical to the missions and objectives of health-related federal
agencies. The absence of a HiAP approach and the lack of interagency coordination
represent important and costly gaps in federal efforts to delay, prevent, and treat diabetes.
The federal government can play a larger role in preventing and controlling diabetes by
ensuring that non-health-related federal agencies conduct HIAs and that non-health- and
health-related federal agencies establish methodologies for HIAs; receive the resources
to generate HIAs; determine the mechanisms to adjudicate and implement HIAs; and
support, develop, and train the workforce needed to carry out HIAs.
Currently there is no federal entity that is charged with leading trans-agency efforts to better
prevent and control diabetes. Originally mandated by Public Law 93-354 45 and established
in 1975,46 the Diabetes Mellitus Interagency Coordinating Committee (DMICC) facilitates
communication, collaboration, and coordination on diabetes-related projects among
federal agencies and helps to ensure that activities are not duplicated. DMICC is chaired by
the National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK) and includes
select agencies from HHS, but only three non-HHS agencies and departments (the Veterans
Health Administration, the U.S. Department of Agriculture [USDA], and the U.S. Department
of Defense [DoD]).46 While DMICC has fostered diabetes education and biomedical,
clinical, and translational research, it lacks the statutory authority to develop or implement a
national diabetes strategy or an action plan that leverages and coordinates the work of all
relevant health- and non-health-related federal departments and agencies.
Recommendation 3.1: The National Clinical Care Commission recommends the
creation of the Office of National Diabetes Policy (ONDP) to develop and implement
a national diabetes strategy that leverages and coordinates work across federal
agencies and departments to positively change the social and environmental
conditions that are promoting the type 2 diabetes epidemic. The National Clinical
Care Commission further recommends that the ONDP be established at a level above
the U.S. Department of Health and Human Services (HHS) and be provided with
funding to facilitate its effectiveness and accountability.
•
3.1a. The ONDP should include, but not be limited to, departments and
agencies outlined in the National Clinical Care Commission Report to
Congress, including the U.S. Departments of Agriculture, the U.S. Department
of Transportation, the U.S. Department of Education, the U.S. Department
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23
of Justice, the U.S. Department of Defense, the U.S. Department of Labor,
the U.S. Department of the Treasury, the Federal Trade Commission, the
Federal Communications Commission, the U.S. Department of Housing and
Urban Development, the Federal Bureau of Prisons, the U.S. Environmental
Protection Agency, the Bureau of Indian Education, the Bureau of Indian
Affairs, the U.S. Department of Veterans Affairs, and the U.S. Department of
Health and Human Services, among others.
•
3.1b. ONDP’s responsibilities should include: (1) overseeing the
implementation and monitoring of the National Clinical Care Commission’s
recommendations; (2) ensuring action, collaboration, and coordination
among federal agencies with respect to trans-agency approaches to delaying,
preventing, and controlling diabetes; (3) making recommendations to the
executive and legislative branches regarding actions they can take to delay,
prevent, and better treat diabetes; (4) advancing a health-in-all-policies
(HiAP) agenda with respect to diabetes; and (5) providing resources and
employing Health Impact Assessments (HIAs) for relevant policies across non-
health departments and agencies.
•
3.1c. HHS should also establish an entity within the Office of the Secretary of
HHS to (1) coordinate work across HHS to better prevent and treat diabetes;
and (2) serve in the ONDP to foster broad, trans-agency collaborative work
between HHS and non-HHS federal agencies aimed at positively changing
the social and environmental contexts that are driving the type 2 diabetes
epidemic.
Focus Area 2. Ensure Access to Health Care
Background
Access to health care refers to the degree to which individuals and groups can obtain
needed services from the health care system. In the U.S., health insurance coverage impacts
both individuals’ ability to gain access to care and their health outcomes. In people at risk
for or with diabetes, access to health care is critical to reducing the incidence of diabetes,
ensuring the early detection of diabetes, reducing the adverse health effects of diabetes,
and prolonging life.47 As an example, adults with diabetes 65 years of age and older with
Medicare insurance have improved survival and fewer health disparities than adults with
diabetes less than 65 years of age without Medicare.48
In the U.S., health insurance is pluralistic. Historically, its foundation was employer-based
coverage for working families. Most working-age adults obtained health insurance coverage
for themselves and their dependents as a benefit of employment. After 1965, Medicaid
and State Children’s Health Insurance Programs covered the poor, and Medicare covered
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virtually all Americans 65 years of age and older and younger people who were medically
disabled. This patchwork system left substantial numbers of Americans uninsured, including
employed workers whose employers did not provide health insurance coverage, the near
poor who earned too much to be eligible for Medicaid, and the poor who did not meet
Medicaid coverage requirements. Many, but not all, of these gaps in access to health
insurance were addressed by the Affordable Care Act (ACA).
The ACA made its intended impact on health insurance coverage among people with
diabetes. From 2009 to 2016, health insurance coverage for U.S. adults 18 to 64 years of
age with diabetes improved, with 770,000 more adults gaining health insurance.49 Insurance
coverage improved for nearly all demographic subgroups with diabetes including men,
non-Hispanic whites, non-Hispanic Blacks, and Hispanics; those who were married; those
with less than as well as those with more than a high school education; and those with family
incomes less than $35,000. Coverage increased both among people treated with diabetes
medications and those with diabetes complications.49 Insurance coverage for adults 26
to 64 years of age increased from 85% to 95% for those with diagnosed diabetes, 75% to
92% for those with undiagnosed diabetes. Among those with diabetes and low incomes,
insurance coverage leapt from 67% to 94%.50 For those 65 years of age and older, coverage
remained stable at 99.5%, indicating the ongoing success of the Medicare program.49
Analyses of health insurance coverage in the general population eight years after the ACA
confirmed that fewer Americans were uninsured and that coverage gaps in health insurance
were shorter.51 Nevertheless, in 2019, 31 million people or 9.5% of the population in the U.S.
were uninsured.52
Health insurance coverage affects an individual’s ability to achieve optimal health outcomes.
Both poor diabetes control (as assessed by HbA1c >9%) and poor blood pressure control
(as assessed by blood pressure ≥140/90 mmHg) are more common among the uninsured
than among insured persons with diabetes.53 Compared to insured people, uninsured
people with diabetes are more than twice as likely to have HbA1c >9%. Improvements in
health outcomes, including survival and reductions in health disparities, have also been
demonstrated for older adults with diabetes as a result of entering the Medicare program.48
Rationale
Despite gains in insurance, income-related disparities in health care access and outcomes
have widened over time.54 Compared to adults with higher incomes, U.S. adults with lower
incomes have reported having skipped 23% more needed doctor visits, tests, treatments,
or prescription medicines because of cost.55 Nonadherence due to costs has been reported
in 20% to 40% of people with diabetes. For those with self-reported financial insecurity, the
nonadherence rate is even higher (60%).56
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25
The COVID-19 pandemic has highlighted additional problems with access to care in the U.S.
During the early months of the pandemic, 21.9 million Americans lost their jobs or left the
workforce and 5.4 million of them became uninsured. Although some people who lost their
employer-sponsored health insurance were able to receive insurance through state-based
exchanges, the federal government initially declined to open its marketplace to offer special
enrollment periods and declined to account for income changes to provide subsidies.
These changes resulted in many newly unemployed individuals being unable to purchase
health insurance through the marketplace.
The COVID-19 pandemic has also highlighted problems with the Medicaid program.57 To
date, 12 states have elected not to expand Medicaid, creating a “coverage gap” for adults
who have incomes above their states’ eligibility for Medicaid but below the level of income
making them eligible for tax credits to purchase health insurance through the marketplace.58
In 2019, more than 2.2 million poor adults in the U.S. fell into the insurance coverage gap.58
Ninety-seven percent of them lived in the Southern U.S.: 35% in Texas, 19% in Florida, 12%
in Georgia, and 10% in North Carolina.58 Low-income individuals in the coverage gap are
more likely to be Black.58, 59
Taken together, these findings highlight the importance of access to affordable health
care for people with or at risk of diabetes. Great strides have been made under ACA, but
important gaps remain. To address those gaps, access to employer-sponsored health
insurance coverage must be improved; the coverage and the affordability of individual
marketplace health insurance plans must be improved; and Medicaid must be expanded to
all 50 states.
Preventing and successfully treating diabetes is impossible if individuals do not have access
to comprehensive, high-quality, and affordable health care. Access to health care is essential
to health equity and is foundational to improving health outcomes for people with or at risk
for diabetes.
Recommendation 3.2: The National Clinical Care Commission recommends that
federal policies and programs be designed to ensure that all people at risk for and
with diabetes have access to comprehensive, high-quality, and affordable health
care and that no one at risk for or with diabetes who needs health care cannot get it
because of cost.
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Focus Area 3. Promote Health Equity in Diabetes
Rationale
Although addressing the social and environmental conditions, improving trans-agency
collaboration, and providing access to health care for peopleat risk for or with diabetes may
help prevent and control diabetes, attention must also be paid to the ways in which policies
and programs can be leveraged and coordinated to promote diabetes-related health
equity. Indeed, some federal policies and programs may inadvertently increase disparities.
The National Clinical Care Commission recommends that current and new federal programs
and policies affecting people with or at risk for diabetes be carefully reviewed to determine
their potential effects on health disparities.
Policies governing Diabetes Self-Management Training (DSMT) for Medicare beneficiaries
provide an example of federal policies unintentionally exacerbating health disparities.
Diabetes is primarily managed by individuals with diabetes, their families, and caregivers,
and exposure to DSMT can help them make better care decisions.60 Unfortunately, because
federal policies present barriers to the availability and appropriate use of DSMT, disparities
based on race (lower for non-whites), health status (lower for those with comorbidities)61,
and in rural residence (limited access to accredited programs) have emerged. Indeed, 62%
of rural counties lack any DSMT programs.62
On January 20, 2021, President Joe Biden issued an Executive Order on Advancing Racial
Equity and Support for Underserved Communities Through the Federal Government.63
The National Clinical Care Commission supports this Presidential action and recommends
additional actions that are consistent with that Executive Order.
Recommendation 3.3: The National Clinical Care Commission recommends that
achieving health equity be a component of all federal policies and programs that
affect people at risk for or with diabetes. Specifically, the National Clinical Care
Commission recommends:
•
3.3a. Federal agencies consider and evaluate the impact on health disparities
of all new, all revised, and selected existing policies and programs that affect
diabetes prevention, diabetes, and the complications of diabetes.
•
3.3b. Federal agencies ensure the collection and use of data to assess the
impact of those policies and programs on health disparities and modify the
policies and/or programs as needed to reduce health disparities.
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27
Chapter 4: Population-Level Diabetes
Prevention and Control
Background
Programs directed by non-healthcare-related federal agencies and departments impact
diabetes in the U.S. Transportation, housing, agriculture, commerce, and other domains of
government affect diabetes risk and outcomes. This is true for those living with diabetes
who are at risk for developing complications; those with prediabetes who are at risk for
developing type 2 diabetes; and those in the general public, a proportion of whom are at
risk of developing prediabetes or diabetes over their lifetimes. Ensuring that policies and
practices of federal agencies and departments, many of which have a broad, population-
wide reach, do not contribute to the diabetes epidemic but instead are designed to prevent
and control diabetes, is a clinical and public health priority.
Historically, the clinical care of individuals with prediabetes and diabetes has involved a
combination of lifestyle counseling, patient self-management education, and therapeutics
(medications). However, a majority of Americans with prediabetes and diabetes have
inadequate resources and/or live in unsupportive environments with respect to diabetes.
This has undermined clinicians’ ability to prevent and manage diabetes and prevent its
complications.15, 64-66 In fact, research has shown that many clinicians report high levels of
frustration and clinical “burnout” when working in settings and systems that do not account
for the social, material, and psychological needs of patients with diabetes.67 As a result,
the standard for high-quality, diabetes clinical care has evolved.68 Contemporary diabetes
care now involves a comprehensive approach that combines the “traditional” model of care
(lifestyle counseling and medications) with an “integrated, patient-centered model” of care
that includes robust clinic-community linkages. These clinic-community linkages involve
referrals to programs, many of which are funded and/or directed by federal agencies, that
offer basic goods and services. Examples include programs that provide assistance with
nutrition, housing, and transportation, among others. The underlying rationale for this
comprehensive, integrated model is that connecting individuals to such resources will help
clinicians and patients better prevent and control diabetes and its complications.
Implementing integrated models of diabetes clinical care that extend beyond the walls of
the clinic and link patients to effective community resources and programs can improve
clinical outcomes of people with diabetes and reduce costs.69-71 The American Diabetes
Association, the National Academy of Medicine (NAM), NIH, CDC, and the Centers for
Medicare & Medicaid Services (CMS) all endorse this integrated model of care, with the
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latter—through its Innovation Center—supporting the Accountable Health Communities
Program. However, to date, there has been no formal assessment of whether such federal
programs help prevent diabetes and/or its complications, or whether they meet the needs
of individuals with prediabetes or diabetes. Taken together, such individuals represent
nearly half of U.S. adults. Moreover, they represent roughly two-thirds of all U.S. adults
eligible to receive any form of public assistance.
The National Clinical Care Commission determined that it is critical to assess how federal
programs (including health and non-health-related programs) that influence the social
and environmental conditions experienced by individuals at risk for or with diabetes
and its complications can be designed, leveraged, and coordinated to enable such an
integrated model of care to achieve its objectives. Doing so will not only better support
clinicians caring for individuals at risk for or with diabetes, but also will increase the return
on investment of federal expenditures, by ensuring that the design of non-health-related
federal programs (for example, the Supplemental Nutrition Assistance Program [SNAP],
a USDA program) can enhance the efficacy of federal health care programs (for example,
Medicare, Medicaid, and HHS programs). Many of the recommendations made by the
National Clinical Care Commission Prevention—General Population Subcommittee are
intended to ensure that clinicians can provide high-quality, integrated care, and that their
patients can successfully prevent or self-manage diabetes.
One of the National Clinical Care Commission’s specific duties is to make recommendations
to improve federal education, awareness, and dissemination activities related to the
prevention and treatment of diabetes and its complications. Numerous studies have
demonstrated that the health literacy of a large segment of U.S. adults is inadequate. In
fact, nearly half of individuals living with diabetes have limited health literacy. Individuals
with diabetes who are beneficiaries of federally-funded programs such as Medicare
and Medicaid have even higher rates of limited health literacy, as do populations
disproportionately affected by type 2 diabetes, including certain racial and ethnic minority
subgroups and those with limited education.26, 27 Individuals with limited health literacy have
less awareness of evidence-based strategies to prevent diabetes and, among those with
diabetes, less awareness of evidence-based strategies to successfully manage diabetes
and prevent its complications. As one example, limited health literacy has been found to be
the strongest independent predictor of the consumption of sugar-sweetened beverages,
driver of type 2 diabetes risk.28 Comparing those with the lowest to the highest health
literacy demonstrates a difference in intake of 240 calories per day from sugar-sweetened
beverages—equivalent to one daily 20 oz of a sugar-sweetened soda. In addition, studies
have shown that clinicians often struggle when attempting to prevent and manage
diabetes for their patients with limited health literacy and report that their patients need
additional community-level support to enable effective clinical care.72 A number of federal
agencies support and direct programs and engage in activities that can influence public
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29
awareness related to diabetes prevention and control. These include CDC, NIH, the Food
and Drug Administration (FDA), USDA, and FTC, among others. Many of the Commission’s
recommendations included in this chapter relate to the coordination and leveraging of
the work of these federal agencies and departments to promote education and greater
awareness of diabetes prevention and care.
Recommendations
Focus Area 1. Modernize USDA’s Supplemental Nutrition
Assistance Program
Background and Rationale
Food insecurity and insufficiency increase the risk of developing diabetes, contribute to
difficulty29, 73, 74 managing diabetes,75 and lead to costly and disabling complications.75
The relationship between food insecurity30 and diabetes operates through at least four
mechanisms: poor dietary quality, cycles of bingeing and fasting, stress pathways, and
competing demands leading to poor self-management of diabetes. The USDA SNAP
program provides benefits to supplement the food budget of income-eligible individuals
and households (approximately 40 million people per year) so they can purchase food and
move towards self-sufficiency.76, 77 SNAP is a valuable program for reducing food insecurity,
but its impacts on diet quality78 and diabetes risk have not been optimized. Healthier,
nutrient-rich foods often cost more than foods that are energy dense (high calorie) and have
lower nutritional value. SNAP has been less successful in providing “nutrition security,” a
state that encompasses both food security and nutrient content that promotes health.79, 80
SNAP benefit recipients often have to stretch their benefit allotments by purchasing lower-
cost, less healthy food items,81sacrificing nutrition quality and elevating their risk for obesity,
diabetes, or diabetes complications, as well as other nutrition-related conditions.
There is substantial overlap between eligibility for SNAP and eligibility for Medicaid and
Medicare. In part because of the higher rates of food insecurity among people with lower
incomes and in older age groups, diabetes and prediabetes are common in Medicaid
and Medicare beneficiaries.82-84 Efforts to prevent diabetes and diabetes complications in
SNAP beneficiaries will provide health benefits for these populations, and yield savings for
Medicare and Medicaid.85
The National Clinical Care Commission has identified four domains of the SNAP program
that need to be addressed to ensure that the vital nutrition assistance that it provides not
only does not contribute to diabetes but also prevents diabetes and/or its complications.
These include (1) improving dietary quality; (2) expanding individual education efforts for
diabetes prevention and catalyzing systems and environmental change to support dietary
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behavior change; (3) updating the benefit amount; and (4) expanding awareness and
accessibility of the program. The USDA has begun to address some of these domains;
enhancing these efforts would help reduce the burden of diabetes and its complications.
Improving dietary quality
SNAP participants currently consume fewer fruits and vegetables and more added sugars
than recommended in diets that can prevent and manage diabetes.79, 86 Through the Farm
Bill, USDA funded a series of healthy food incentive pilot programs, whose intentions are to
help SNAP participants purchase healthier foods (often more costly), especially fruits and
vegetables. These incentive pilots are currently distributed via small grants administered
by USDA.87 Rigorous evaluations of these initiatives have consistently shown benefits in
improving dietary quality.88, 89 The Gus Schumacher Nutrition Incentive Program (GusNIP),
formerly known as the Food Insecurity Nutrition Incentives (FINI) Program, is one such
promising USDA program that could benefit all SNAP participants and help prevent and
control diabetes if implemented program-wide. Additionally, sugar-sweetened beverages
are one of the main sources of added sugars in U.S. diets, and especially among SNAP
recipients.86 Sugar-sweetened beverages contain excess calories, have limited to no
nutritional value, 90 and contribute to type 2 diabetes and diabetes complications. To
help ensure that SNAP benefits are used to assist in achieving nutrition security and do
not contribute to diabetes or diabetes complications, many experts have recommended
removing sugar-sweetened beverages as an allowable SNAP purchase because of the
health and economic benefits that would accrue.91-94 It has been estimated that, over a ten-
year period, eliminating the use of SNAP subsidies to purchase sugar-sweetened beverages
would prevent 240,000 cases of type 2 diabetes among SNAP beneficiaries.91
Expanding educational efforts
To achieve maximum benefit from these healthy incentives and purchase exclusions, greater
outreach to and education of SNAP participants would be required. SNAP-Education (SNAP-
Ed)95 is a promising program that could be amplified to help SNAP participants better
achieve food and nutrition security and reduce nutrition-related diabetes risks.
Increasing the benefit
SNAP benefit allotments are determined based on the USDA Thrifty Food Plan (TFP).
Many analyses have found that the food procurement and preparation requirements and
expectations associated with the TFP are unrealistic and inadequate for providing sufficient
funds for most SNAP participants.96, 97 In addition, there had been a lag in updating the TFP
beyond the required cost-of-living adjustments, making it an even more inadequate basis
for calculating SNAP benefit allotments.98 In early 2021, the USDA announced that SNAP
benefits were inadequate for most participants and began a data-driven reevaluation of
the TFP to determine the costs associated with a basic healthy diet and to ensure nutrition
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31
security. On August 16, 2021, USDA released the results of this reevaluation, which
determined that the cost of a nutritious, practical, cost-effective diet is 21% higher than the
benefit determined based on the current TFP. Based on the findings, in FY 2022 (beginning
on October 1, 2021) the average SNAP benefit—excluding additional funds provided as
part of the COVID-19 pandemic relief—will increase by $36.24 per person, per month (an
increase of more than 25%).99
Expanding awareness and accessibility
Challenges associated with complexity, technology, numeracy, and language proficiency,
have kept many SNAP-eligible individuals or families from receiving SNAP benefits and have
resulted in disparities in receipt of SNAP benefits.100, 101 State-level innovation is needed to
overcome these barriers at a local level. These efforts should include but not be limited to
streamlining the application process, increasing public awareness of the benefit and how
to access SNAP in various languages, increasing the number of sites that accept SNAP, and
helping stores in rural areas and “food deserts” meet minimum stocking requirements.
Recommendation 4.1: The National Clinical Care Commission recommends that
the USDA SNAP program be enhanced to both reduce food insecurity and improve
nutrition sufficiency, both of which will help prevent type 2 diabetes and diabetes
complications.
•
4.1a. Implement SNAP-wide fruits and vegetables incentives demonstrated
to be effective by the Gus Schumacher Nutrition Incentive Program (GusNIP)
for all beneficiaries, by providing at least a 30% incentive on the purchase of
fruits and vegetables to improve dietary quality.
•
4.1b. Eliminate sugar-sweetened beverages from allowable SNAP purchases.
•
4.1c. Improve and expand SNAP-Education to provide diabetes and nutrition
education and awareness programs for beneficiaries to increase fruit and
vegetable consumption, reduce added sugars consumption (especially sugar-
sweetened beverages), and increase media/marketing literacy, as well as
increase its support for policy, systems, and environmental approaches to
improve dietary quality.
•
4.1d. Incentivize testing and implementation of innovative state-level policies,
practices, and programs to enhance the access to and receipt of SNAP
benefits by eligible individuals and households, and to reduce geographic,
racial, ethnic, and linguistic disparities in SNAP enrollment and retention.
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•
4.1e. Sustain efforts to ensure that SNAP benefit allotments are adequate
to allow for both food and nutrition security to help prevent and manage
diabetes among beneficiaries and implement a process to regularly assess
and update the adequacy of SNAP benefits with respect to lowering diabetes
risk and managing diabetes.
Focus Area 2. Improve Nutrition for Children Through USDA non-
SNAP Nutrition Assistance Programs and Related Agency Efforts
Background and Rationale
Type 2 diabetes was once considered a disease of older adults. Unfortunately, the incidence
of type 2 diabetes is now rapidly increasing in children and adolescents, especially children
from low-income families and children of color.102 Rates of gestational diabetes (diabetes
during pregnancy) also are on the rise.103 USDA, with its $146B annual budget, provides
nutritional assistance through programs besides SNAP, with a focus on nutrition assistance
during pregnancy and early childhood. These programs not only reduce food insecurity
but have the potential to prevent and control type 2 diabetes, if redesigned with those
objectives in mind.
The Special Supplemental Nutrition Program for Women, Infants, and Children
(WIC) serves approximately 7 million participants every month. Since revising its food
package in 2009 to restrict purchases of unhealthy foods, WIC has been shown to reduce
excess weight gain in pregnant and post-partum women,104 improve birth weight of
infants,105 and reduce childhood obesity.106 All of these lower the risk of type 2 diabetes.
However, this prescriptive food package is at risk of being weakened. Furthermore,
inadequate technology infrastructure has limited the efficacy of WIC with respect to
diabetes prevention. WIC providers have made technological advances by implementing
electronic-benefit transfer (EBT), or e-WIC transactions nationwide. However, the WIC
certification process continues to pose challenges for applicants and participants. These
challenges could be addressed by allowing remote certification; integrating new projects
into WIC sites’ computer networks; and enabling innovations such as web-based participant
portals, prescreening tools, text-messaging features, and additional transaction models such
as online purchasing mobile payments. In addition, as part of its mission to safeguard the
health of low-income women, infants, and children, WIC plays a critical role in promoting
breastfeeding as the optimal infant feeding choice and has demonstrated effectiveness107
in increasing breastfeeding rates108, 109 among women who utilize WIC services.110-112
However, WIC’s breastfeeding support services, such as those provided through the WIC
Breastfeeding Peer Counselor Program, do not receive adequate funding to offer those
services at all WIC sites.
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The National School Lunch and Breakfast Programs serve approximately 30 million
children each day. Since the inception of the Healthy, Hunger-Free Kids Act (HHFK) in 2010,
the incidence of obesity among low-income children in the program declined by 47%.113
However, some schools face challenges meeting the new nutrition standards, including
costs and availability of foods, inadequate staff training, equipment, and infrastructure. As
a result, HHFK nutritional standards are continually at risk of being weakened. In addition,
many public schools across the country allow or even promote the sale of unhealthy
(calorically dense and nutrient-poor) foods, including sugar-sweetened beverages, on
campus, in vending machines, cafeterias, and canteens. Given that school meals contribute
to more than half of the daily caloric intake of U.S. children who participate in the food
programs, these practices increase children’s risk of obesity and type 2 diabetes. Notably,
those states that have more stringent laws regarding the sale of unhealthy food on school
campuses have been shown to have significantly lower rates of obesity among youth.114
The Summer Meal Programs: Summer Food Service Program and Seamless
Summer Option
The Summer Food Service Program is a federally-funded, state-administered program that
reimburses providers (schools, local government agencies, faith-based and other non-
profit community organizations with the ability to manage a food service program) who
serve free, healthy meals to children and teens at approved meal sites in low-income areas
during the summer when school is not in session. In addition, schools that participate in the
National School Lunch or School Breakfast Program are eligible to apply for the Seamless
Summer Option, which makes it easier for schools to feed children during traditional
summer vacation periods. Once the Seamless Summer Option is approved by the state
agency, schools can serve meals free of charge to children, including teenagers through
age 18, under the school meal program rules. However, many children who participate
in school meal programs (that is, National School Lunch and Breakfast Programs) do not
receive healthy meals during the summer. In the summer of 2019, the Summer Food
Service Program and the Seamless Summer Option through the National School Lunch
and Breakfast Programs reached only 1 in 7 children (13%) who received free or reduced-
price lunch during the 2018-2019 school year.115 During the COVID-19 pandemic, USDA
expanded the summer meal programs so that program operators could continue serving
free meals to all children. The federal government’s efforts to expand these programs
provided food and nutrition for children when families faced critical food shortages. The
role these programs played during the COVID-19 pandemic highlights how important they
are for children who will continue to face food insecurity after the pandemic.
The Fresh Fruit and Vegetable Program provides funding to participating schools so
that they can provide children with a wide variety of fresh fruits and vegetables that can
help prevent type 2 diabetes. The program’s budget, however, is only $183 million (FY 2021
Enacted), or 0.1% of USDA’s annual budget. Studies have shown that the program is able
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to increase the fresh fruit and vegetable intake of participating children by 1/3 cup per day
without increasing calorie intake.116 There is a much greater demand for this program than
available funds allow.
Recommendation 4.2: The National Clinical Care Commission recommends that
USDA non-SNAP feeding programs be better leveraged to prevent type 2 diabetes in
women, children, and adolescents by (1) enhancing Special Supplemental Nutrition
Program for Women, Infants, and Children (WIC); (2) further harnessing the National
School Lunch and Breakfast Programs to improve dietary quality; and (3) expanding
the Summer Nutrition Programs and the Fresh Fruit and Vegetable Program.
•
4.2a. Further strengthen the WIC program by sustaining the evidence-based,
prescriptive WIC food package; expand funding for breastfeeding peer
counseling services (see also Recommendation 4.7); invest in improvements
to information systems and technology to enable greater access and service
for WIC participants.
•
4.2b. Maintain the nutrition standards found to be salutary in the Healthy
Hunger-Free Kids Act (HHFKA) and provide adequate funding for schools
to (a) purchase, prepare, and serve healthy, quality foods and beverages
for school meals and snacks to meet the HHFKA nutrition standards and
(b) deliver training and technical assistance to support maintenance and
attainment of HHFKA nutrition standards, and skills to run a program to
effectively prevent type 2 diabetes.
•
4.2c. In collaboration with the U.S. Department of Education, the U.S.
Department of the Interior, the U.S. Environmental Protection Agency, USDA
should ensure that all students in public and tribal schools have reliable
access to safe, appealing, and free drinking water. This could be accomplished
through a combination of federal incentives and possibly tying receipt of
funding for school-based food programs in the future.
•
4.2d. Prohibit the sale of calorically dense and nutrient-poor foods, including
sugar-sweetened beverages, on public school campuses; and employ an
incentive program to enable schools to cover essential costs such as those for
physical activity/athletic programs previously underwritten by the sale of such
unhealthy foods and beverages. Receipt of federal funds for school-based
food programs should be tied to implementation of such restrictions.
•
4.2e. Strengthen, increase funding for, and improve access to and
participation in summer feeding programs, including partnerships and
collaboration between public and private sectors, to promote innovation
in rural areas and other high-risk areas where participation has been low.
Funding for these programs should be increased to enable scaling to meet
population needs.
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Patient Testimonial
-- Joseph Angelo, a 58-year-old man with type 2 diabetes
since 2014 who currently manages his condition using oral
medications and an injectable diabetes medication. Mr.
Angelo lost his job and was part of a pilot program that
provided incentives to purchase fresh fruits and vegetables.
“IT’S LIKE THE DAY AFTER CHRISTMAS
Having diabetes myself, I’ve been taught by my doctors and
nurses about the things I should and shouldn’t eat to help
me manage my diabetes. This education has been great.
But when I actually try to follow their advice, I’m hit with the
sticker shock of reality. A lot of folks on a fixed income struggle with how to make decisions
about what foods to buy and eat with the limited resources we have. Mostly, we’re trying to
think of what we can get the most meals out of. Fresh fruits and vegetables have a higher
mark-up compared to processed foods or junk food or soda, so a lot of people have little
choice but to eat unhealthier foods.
For me this SNAP incentive will absolutely help me buy and eat healthier foods, as opposed
to the cheaper, processed foods that have empty calories and are more immediately
filling. Having such a program can make the sticker shock of reality go away, motivating me
to buy and eat the kinds of food that can keep me healthy. It makes making the right choice
become the easier choice for me.
Stretching out SNAP dollars this way means that buying nectarines, peaches, broccoli or
carrots is a decision more of us will make, because it has better value both financially and
health-wise. The SNAP fruits and vegetable incentive will stretch my dollar further. Without
it, the high cost of fruits and vegetables has made it hard for me to even look at them; now I
really can consider buying them.
It feels like the day after [Christmas], when the prices go down. All those fruits and
vegetables that I had wanted to buy the day before but couldn’t because they were so
expensive, now (all of a sudden) they’re attainable!”
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Focus Area 3. Modify USDA Programs That Support Farmers to
Make the U.S. Food Supply Healthier
Background and Rationale
The Farm Bill ($86 billion) provides a great opportunity to link the aims of supporting
farmers and achieving food security with public health and health care goals related to
diabetes. The Farm Bill is a powerful, underutilized tool to potentially prevent and control
diabetes, curb health care spending, and reduce disparities. Below are three USDA
programs that could be substantially enhanced to help reduce the risk for diabetes and
diabetes complications in the U.S. population.
The Specialty Crop Block Grant Program aims to enhance the competitiveness of
specialty crops, which are defined as “fruits, vegetables, tree nuts, dried fruits, horticulture,
and nursery crops.”117 The associated budget was $85 million, or 0.1% of the Farm Bill
budget.
The Specialty Crop Research Initiative works to address the critical needs of
sustaining the specialty crop industry including conventional and organic food production
systems. This includes efforts to improve production efficiency, handling and processing,
productivity, and profitability of specialty crops over the long term. The associated budget
was also $85 million, or 0.1% of the Farm Bill budget.
The Healthy Food Financing Initiative (HFFI) provides grants and loans to improve
access to fresh and healthy foods by financing grocery stores, farmers’ markets, food hubs,
and co-ops in urban and rural areas. The grants and loans provided through the initiative
help food retailers overcome the higher costs and initial barriers associated with providing
fresh and healthy food options for individuals and families who live in low-access areas.
Evidence118 shows that HFFI-financed programs increase food security and reduce intake
of added sugars and decrease the percentage of daily calories from solid fats, alcoholic
beverages, and added sugars. The associated budget was ~$25 million, or 0.03% of the
Farm Bill budget.
Recommendation 4.3: The National Clinical Care Commission recommends that
resources be provided to USDA to create an environmentally friendly and sustainable
U.S. food system promoting the production, supply, and accessibility of foods such as
“specialty crops” (fresh fruits, dried fruits, vegetables, tree nuts) that will attenuate the
risk for type 2 diabetes and the complications of diabetes.
•
4.3a. Significantly expand and increase funding for the USDA Specialty Crop
Block Grants to support the safe production and distribution of food and drive
demand through education for specialty crops to increase dietary diversity as
an aid to help people prevent and/or control diabetes.
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37
•
4.3b. Significantly increase funding for the USDA Specialty Crop Research
Initiative grants to improve specialty crop production efficiency, handling and
processing, productivity, and profitability (including specialty crop policy and
marketing) over the long term in a sustainable manner.
•
4.3c. Significantly expand and increase funding for the USDA evidence-based
Healthy Food Financing Initiative, a federal effort to improve food access and
health in low-income, underserved communities and communities of color
in urban and rural areas that supports farmers and healthy food retailers to
improve access to nutritious, affordable, and fresh food.
•
4.3d. Funding and expansion should be implemented by 2030 to achieve
population-wide benefits.
Focus Area 4. Encourage the Consumption of Water Over Sugar-
Sweetened Beverages
Background and Rationale
When water replaces caloric beverages, consuming water is associated with improved
glycemic (blood sugar) control.119 Tap water is the preferred source of drinking water, but in
areas where tap water is known to be contaminated, filtered or bottled water is acceptable.
Many regions of the U.S. face persistent challenges in providing clean tap water to their
populations because of contamination of water sources or the systems that deliver water to
homes, schools, and workplaces (see Focus Area 4.8).120
Replacing sugar-sweetened beverages with water in institutions such as schools and
delivering clean water to homes to replace sugar-sweetened beverages have been shown
to be particularly promising121, 122 in reducing obesity and type 2 diabetes risk. Modelling
studies have shown that consuming water instead of sugar-sweetened beverages
could significantly reduce the national prevalence of obesity and diabetes, by lowering
caloric intake and preventing metabolic side effects of consuming liquid sugar.123 To
enhance diabetes prevention and control, strategies to increase clean water availability
and consumption should be coupled with strategies that reduce sugar-sweetened
beverage availability, with the overall goal of promoting water consumption and reducing
consumption of added sugars.
Sugar-sweetened beverages represent the largest single source of added sugar in average
U.S. diets (30-40%) and comprise between 50% and 90% of the recommended daily limit
of added sugars.124 However, many Americans consume well above the average amount,
placing them at especially high risk for type 2 diabetes. Nearly two-thirds of U.S. children
and youth consume at least one sugar-sweetened beverage per day, one in five consume
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